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CRD#: 7110
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NATIONWIDE INVESTMENT SERVICES CORPORATION is located at One Nationwide Plaza 1-33-401, Columbus, OH 43215 and was first established at Chicago, Oklahoma in 03/19/1974. After operating for 52 years, NATIONWIDE INVESTMENT SERVICES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NATIONWIDE INVESTMENT SERVICES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. NATIONWIDE INVESTMENT SERVICES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NATIONWIDE INVESTMENT SERVICES CORPORATION are registered to handle securities or provide financial advice. The firm has 5 disclosures, 4 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NATIONWIDE INVESTMENT SERVICES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NATIONWIDE INVESTMENT SERVICES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for NATIONWIDE INVESTMENT SERVICES CORPORATION Comes From

Understanding the Statistics for NATIONWIDE INVESTMENT SERVICES CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4
Arbitration
1

FIRM INFORMATION

Main Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Firm Size
Large
Phone Number
+1 (800) 882-2822
Established
Oklahoma since 03/19/1974
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
NATIONWIDE LIFE INSURANCE COMPANYSHAREHOLDER
DELEGET, JERROLD BRIANCHIEF COMPLIANCE OFFICER4364224
HAWLEY, CRAIG ALANBOARD DIRECTOR4499105
PEREZ, JUAN JOSE QUEVERPRESIDENT/BOARD DIRECTOR6387381
ROSWELL, EWAN THEODOREAVP, FINANCE CONTROLLERSHIP-NF AND FINOP3056545

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Advisor's working at NATIONWIDE INVESTMENT SERVICES CORPORATION

BG

Bruce Michael Guarino

IAR
RR
CRD#: 1025953
AIF®: Accredited Investment FiduciaryCFP®: Certified Financial Planner
Location:
Columbus, OH 43215
Company:
NATIONWIDE INVESTMENT ADVISORS, LLC
Disclosures:
Experience:
43 years
LM

Louis Moreno

IAR
RR
CRD#: 843766
Location:
Boca Raton, FL 33433
Company:
NATIONWIDE INVESTMENT ADVISORS, LLC
Disclosures:
Experience:
48 years
KM

Kent Arthur Morris

Kent A Morris
IAR
RR
CRD#: 712694
CFP®: Certified Financial Planner
Location:
San Diego, CA 92108
Company:
NATIONWIDE INVESTMENT ADVISORS, LLC
Disclosures:
Experience:
45 years
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