PS
Patrick T. Scott
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Carthage, MO 64836
Some features on this profile are disabled
CRD#: 6611175
PS
Professional summary
Patrick Tyler Scott, who also goes by Patrick Scott, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Carthage, Missouri and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Carthage, Missouri.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Patrick has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Scott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MEDICARE 4 STATES DBA HFI MEDICARE, 2443 Fairlawn Ave., Carthage MO 64836, United States, 12/2019, President, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 20 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 3) MCCUNE BROOKS HEALTHCARE FOUNDATION, 141 E 3RD ST CARTHAGE MO, 01/2012, BOARD MEMBER, NON-PUBLIC ENTITY, NIR, 1 HR/MO 1 HR/MO TRADING 4) 4 MY KIDS, LLC, DBA HEARTLAND FINANCIAL INVESTMENTS, 2443 FAIRLAWN AVE CARTHAGE MO, 04/2016, PRESIDENT, REAL ESTATE, INV REL, 200 HR/MO 200 HR/MO TRADING 5) CARTHAGE R-9 SCHOOLS, 710 LYON ST CARTHAGE MO, 06/2020, BOARD MEMBER OF A NON-PUBIC ENTITY, NIR, 2 HR/MO, 1 HR/MO TRADING 6) 4 MY KIDS PROPERTIES, LLC, 5305 COUNTY ROAD 175, CARTHAGE, MO, 08/2020, MANAGER, REAL ESTATE, NIR, 21 HR/MO, 17 HR/MO TRADING 7) HFI ADVISORS, 22443 FAIRLAWN AVE CARTHAGE MO, 10/13/2020, PRESIDENT, DBA, INV REL, 180 HR/MO, 160 HR/MO TRADING 8) BROADVIEW INVESTMENT CLUB III, 222 GRANT ST, CARTHAGE, MO, 05/2016, INVESTMENT CLUB PARTICIPANT, NIR, 2 HR/MO, 0 HR/MO TRADING 9) 4KW LLC., 2443 FAIRLAWN AVE CARTHAGE MO 64836, 03/2023, OWNER, Selling and servicing property and casualty insurance, INV REL, 10 HR/MO 10 HR/MO TRADING 10) SCOTT FARMS, 5305 COUNTY ROAD 175 CARTHAGE MO 64836, 03/2023, OWNER, AGRICULTURE, NIR, 1 HR/ MO 1 HR/MO TRADING 11) CARTHAGE COMMUNITY FOUNDATION, 221 W. 4th Street, Carthage MO 64836, 05/15/2023, Advisory Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Tyler Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 5305 County Rd. 175, Carthage, MO 64836Office #2: 2443 Fairlawn Avenue, Carthage, MO 64836RIA
CRD#: 134139
Carthage, MO
Current
June 12, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2443 Fairlawn Avenue, Carthage, MO 64836Office #2: 5305 County Road 175, Carthage, MO 64836BD
CRD#: 39543
Carthage, MO
Past
March 13, 2017 - June 12, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Webb City, MO
Past
March 10, 2017 - June 12, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Webb City, MO
Past
January 17, 2017 - March 14, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
WEBB CITY, MO
Past
March 25, 2016 - March 14, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WEBB CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/12/2020)
RR
California(6/12/2020)
RR
Florida(10/5/2020)
RR
Georgia(6/12/2020)
RR
Indiana(12/22/2020)
RR
Kansas(6/12/2020)
RR
Missouri(6/12/2020)
IAR
Missouri(6/12/2020)
RR
Oklahoma(6/12/2020)
RR
Texas(10/5/2020)
IAR
Texas(10/5/2020)
RR
Wyoming(7/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Carthage, MO 64836TRUST BUT VERIFY
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