LB
Louis W. Bennett
COPIA WEALTH MANAGEMENT
Bend, OR 97702
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CRD#: 6609914
LB
Professional summary
Louis Walter Bennett is a registered financial advisor currently at COPIA WEALTH MANAGEMENT located in Bend, Oregon.
Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Louis has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bend-LaPine School District - I am the Head Boys Golf Coach at Bend Senior High School. I started in February of 2018. Our season typically runs for about 10 weeks in the Spring every year. This is a paid position and requires about 15 hours per week of my time during the 10 week season. It is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Louis Walter Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2021 - Present
COPIA WEALTH MANAGEMENT
Office #1: 572 Sw Bluff Drive #100, Bend, OR 97702RIA
CRD#: 281873
Bend, OR
Past
November 6, 2020 - August 24, 2021
ARBOR POINT ADVISORS
RIA
CRD#: 165127
BEND, OR
Past
November 6, 2020 - August 24, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BEND, OR
Past
May 31, 2016 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
BEND, OR
Past
April 19, 2016 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
BEND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COPIA WEALTH MANAGEMENT
COPIA WEALTH MANAGEMENT | COPIA WEALTH MANAGEMENT, LLC
CRD#: 281873 / SEC#: 801-131499
RIA
Registered Investment Advisory firm - (11/21/2024 Approved)California
Registered Investment Advisory firm - (12/22/2024 Terminated)Oregon
Registered Investment Advisory firm - (11/26/2024 Terminated)Texas
Registered Investment Advisory firm - (11/22/2024 Terminated)Washington
Registered Investment Advisory firm - (12/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/27/2021)
IAR
Oregon(8/13/2021)
IAR
Texas(2/9/2022)
IAR
Washington(8/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
COPIA WEALTH MANAGEMENT
COPIA WEALTH MANAGEMENT | COPIA WEALTH MANAGEMENT, LLC
CRD#: 281873 / SEC#: 801-131499
RIA
Registered Investment Advisory firm - (11/21/2024 Approved)California
Registered Investment Advisory firm - (12/22/2024 Terminated)Oregon
Registered Investment Advisory firm - (11/26/2024 Terminated)Texas
Registered Investment Advisory firm - (11/22/2024 Terminated)Washington
Registered Investment Advisory firm - (12/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
572 Sw Bluff Drive #100, Bend, OR 97702
Mailing Address
Phone number
(541) 647-2545
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 757 |
| AUM (Assets Under Management) | $ 122,808,687 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COPIA WEALTH MANAGEMENT
CRD#: 281873Bend, OR 97702TRUST BUT VERIFY
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