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HH

Hugh F. Hill

USQ SECURITIES LLC
New York, NY 10128
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CRD#: 6604738
HH

Professional summary


Hugh F Hill IV, who also goes by Hugh F Hill, Hugh F Hill IV, is a registered financial professional currently at USQ SECURITIES LLC located in New York, New York.

Hugh is registered as a RR (Registered Representative) and started their career in finance in 2016. Hugh has worked at 2 firms and has passed the Series 63, Series 82TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hugh F Hill | Hugh F Hill Iv

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Hugh F Hill IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 2, 2019 - Present

USQ SECURITIES LLC

Office #1: 403 E. 90th Street #1rw, New York, NY 10128
BD
CRD#: 299008
New York, NY
Past

May 10, 2016 - July 24, 2019

ENCLAVE CAPITAL LLC

BD
CRD#: 22732
BOCA RATON, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/29/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


US
USQ SECURITIES LLC
USQ SECURITIES LLC | USQA CAPITAL LLC

CRD#: 299008 / SEC#: , 8-70279

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
403 E. 90th Street #1rw, New York, NY 10128
Mailing Address
403 E. 90th Street #1rw, New York, NY 10128
Phone number
(347) 334-9813
Established
Delaware since 11/06/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
COLLINS, ANTHONY ARTHURMANAGING MEMBER, EXECUTIVE REP6580684
HILL, HUGH F IVMANAGING MEMBER, CCO6604738
HOPKINS, THOMAS JOHNFINOP, PFO, POO1835087

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


USQ SECURITIES LLC

CRD#: 299008New York, NY 10128

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