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CRD#: 299008
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

USQ SECURITIES LLC is located at 403 E. 90th Street #1rw, New York, NY 10128 and was first established at New York, Delaware in 11/06/2018. After operating for 7 years, USQ SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of USQ SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. USQ SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at USQ SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access USQ SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at USQ SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for USQ SECURITIES LLC Comes From

Understanding the Statistics for USQ SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
403 E. 90th Street #1rw, New York, NY 10128
Mailing Address
403 E. 90th Street #1rw, New York, NY 10128
Firm Size
Small
Phone Number
(347) 334-9813
Established
Delaware since 11/06/2018
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
COLLINS, ANTHONY ARTHURMANAGING MEMBER, EXECUTIVE REP6580684
HILL, HUGH F IVMANAGING MEMBER, CCO6604738
HOPKINS, THOMAS JOHNFINOP, PFO, POO1835087

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Advisor's working at USQ SECURITIES LLC

AC

Anthony Arthur Collins

Anthony A Collins
IAR
RR
CRD#: 6580684
Location:
Salisbury, CT 06068
Company:
EIA INVESTMENTS LLC
Disclosures:
Experience:
9 years
View Profile
TH

Thomas John Hopkins

RR
CRD#: 1835087
Location:
New York, NY 10022
Company:
BROCK SECURITIES LLC
Disclosures:
Experience:
17 years
View Profile
LV

Larry Dennis Vignali

Lawrence Dennis Vignali, Larry Dennis Vignali
RR
CRD#: 2639961
Location:
New York, NY 10128
Company:
USQ SECURITIES LLC
Disclosures:
Experience:
30 years
View Profile
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