Daniel L. Davis
STRATEGIC ADVISERS LLC | Financial Consultant
REDONDO BEACH, CA
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CRD#: 6600560
Professional summary
Daniel Lewis Davis, CFP®, who also goes by Daniel L. Davis, Daniel Lewis Davis, Daniel L Davis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Redondo Beach, California and FIDELITY BROKERAGE SERVICES LLC located in Santa Monica, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Daniel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I help clients and families navigate a daunting process: building and maintaining wealth. Fidelity has built its brand on reliability, trust and excellent customer service. My business beliefs are aligned with providing outstanding financial planning service and building long term client relationships.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Estate Planning
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Daniel L. Davis | Daniel Lewis Davis | Daniel L Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Lewis Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Education
Loyola Marymount University
Juris Doctor (JD) - Business Law
2012
Golden Gate University
MST - Taxation
2007
University of Wisconsin
Bachelor of Arts (BA) - Business Prelaw
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1200 Wilshire Blvd, Santa Monica, CA 90403-5407RIA
CRD#: 104555
REDONDO BEACH, CA
Current
August 2, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1200 Wilshire Blvd, Santa Monica, CA 90403-5407BD
CRD#: 7784
Santa Monica, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SANTA MONICA, CA
Past
August 10, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SANTA MONICA, CA
Past
July 15, 2016 - July 13, 2017
GOLDMAN SACHS WEALTH SERVICES, L.P.
RIA
CRD#: 106693
IRVINE, CA
Past
May 25, 2016 - July 13, 2017
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2020)
RR
Alaska(11/1/2018)
RR
Arizona(1/6/2020)
RR
California(8/2/2017)
IAR
California(3/31/2025)
RR
Colorado(4/23/2020)
RR
Connecticut(11/16/2020)
RR
District of Columbia(3/1/2024)
RR
Florida(3/4/2021)
RR
Georgia(3/4/2022)
RR
Hawaii(6/11/2018)
RR
Illinois(4/23/2020)
RR
Iowa(7/12/2018)
RR
Massachusetts(7/12/2018)
RR
Minnesota(4/23/2020)
RR
Montana(4/23/2020)
RR
Nevada(8/2/2017)
RR
New Jersey(8/28/2025)
RR
New York(7/12/2018)
RR
Oregon(8/2/2017)
RR
Pennsylvania(10/8/2021)
RR
Rhode Island(7/25/2024)
RR
South Dakota(2/15/2023)
RR
Tennessee(10/8/2021)
RR
Texas(9/27/2019)
IAR
Texas(3/31/2025)
RR
Utah(5/3/2024)
RR
Virginia(3/4/2022)
RR
Washington(7/12/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Redondo Beach, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
