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Michael Thomas Hewitt Jr

AUERBACH GRAYSON & COMPANY
NEW YORK, NY
·CRD# 6594844·10 years experience

Professional Summary

Michael Thomas Hewitt JR, who also goes by Michael Thomas Hewitt, is a registered financial advisor currently at AUERBACH GRAYSON & COMPANY LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Thomas Hewitt

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

AUERBACH GRAYSON & COMPANY LLC·CRD# 30761
BD
20w 55th Street, New York, NY 10019
April 3, 2024 - Present
TRIAD SECURITIES CORP·CRD# 11363
BD
New York, NY
August 14, 2023 - October 19, 2023
SPARTAN CAPITAL SECURITIES, LLC·CRD# 146251
BD
New York, NY
April 11, 2022 - April 11, 2023
CLARKSONS SECURITIES, INC·CRD# 30882
BD
New York, NY
December 24, 2021 - April 11, 2022
RFA SECURITIES LLC·CRD# 305963
BD
Philadelphia, PA
December 13, 2019 - September 7, 2021
FCF SECURITIES AND DERIVATIVES LLC·CRD# 157067
BD
New York, NY
January 3, 2017 - October 28, 2021
NEW ALBION PARTNERS LLC·CRD# 119518
BD
New York, NY
December 22, 2016 - February 25, 2019
CASEY SECURITIES LLC·CRD# 35230
BD
Greenbrae, CA
November 15, 2016 - September 7, 2021

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Current Firm

AG
AUERBACH GRAYSON & COMPANY LLC

AGCO | JL AUERBACH & COMPANY INCORPORATED | AUERBACH GRAYSON & COMPANY LLC | AUERBACH GRAYSON & COMPANY INCORPORATED | AUERBACH GRAYSON & CO. | AUERBACH GRAYSON | AUERBACH

CRD#: 30761 / SEC#: 8-45136
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

20w 55th Street 4th Floor, New York, NY 10019

Mailing Address

20w 55th Street, New York, NY 10019

Phone Number

(212) 557-4444

Established

Delaware since 01/29/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HDH GLOBAL LLCOWNER—
AIKINS, GIL OCCO / CLO5157274
BHATNAGAR, NIKHILCHIEF EXECUTIVE OFFICER5874592
HEWITT, MICHAEL THOMAS JRFINOP6594844
MANDEL, SIMON MARKOVICHBOARD MEMBER5824632
TOKATLILAR, LEONGLOBAL HEAD OF OPERATIONS5838809

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(4/3/2024)
RR
Florida
(4/3/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2016About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Thomas Hewitt JR's CRS (Customer Relationship Summary).

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