JB
Jessica C. Brooks
CETERA INVESTMENT ADVISERS
EL SEGUNDO, CA 90245
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CRD#: 6593811
JB
Jessica C BrooksCETERA INVESTMENT ADVISERS
Professional summary
Jessica C Brooks, who also goes by Jessica Brooks, Jessica Christine Brooks, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Segundo, California and CETERA INVESTMENT SERVICES LLC located in El Segundo, California.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jessica has worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Aliases
Jessica Brooks | Jessica Christine Brooks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: AMAZON INC. INVESTMENT RELATED: NO; ADDRESS: 4055 NEW ALLEN RD, MEMPHIS, TN 38128; NATURE OF BUSINESS: ORDER FULFILLMENT; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: FULFILLMENT ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: PLACE ITEMS IN INVENTORY AND PREPARE THEM FOR PACKING;
CRS (Client Relationship Summary) - RIA
Click below to view Jessica C Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2026 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245RIA
CRD#: 105644
EL SEGUNDO, CA
Current
July 28, 2026 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 15340
EL SEGUNDO, CA
Current
July 28, 2026 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 13572
EL SEGUNDO, CA
Current
July 28, 2026 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10358
EL SEGUNDO, CA
Current
July 28, 2026 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10299
EL SEGUNDO, CA
Past
February 20, 2026 - July 28, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Memphis, TN
Past
February 20, 2026 - July 28, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
February 25, 2022 - September 16, 2025
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
Memphis, TN
Past
February 23, 2022 - July 22, 2022
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
BOCA RATON, FL
Past
October 13, 2020 - December 31, 2022
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
Memphis, TN
Past
October 5, 2020 - September 16, 2025
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
Memphis, TN
Past
March 3, 2017 - October 6, 2020
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
MEMPHIS, TN
Past
February 28, 2017 - October 6, 2020
FIRST HORIZON ADVISORS, INC.
RIA
CRD#: 17117
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2026)
RR
Alaska(7/28/2026)
RR
Arizona(7/28/2026)
RR
Arkansas(7/28/2026)
RR
California(7/28/2026)
RR
Colorado(7/28/2026)
RR
Connecticut(7/28/2026)
RR
Delaware(7/28/2026)
RR
District of Columbia(7/28/2026)
RR
Florida(7/28/2026)
RR
Georgia(7/28/2026)
RR
Hawaii(7/28/2026)
RR
Idaho(7/28/2026)
RR
Illinois(7/28/2026)
RR
Indiana(7/28/2026)
RR
Iowa(7/28/2026)
RR
Kansas(7/28/2026)
RR
Kentucky(7/28/2026)
RR
Louisiana(7/28/2026)
RR
Maine(7/28/2026)
RR
Maryland(7/28/2026)
RR
Massachusetts(7/28/2026)
RR
Michigan(7/28/2026)
RR
Minnesota(7/28/2026)
RR
Mississippi(7/28/2026)
RR
Missouri(7/28/2026)
RR
Montana(7/28/2026)
RR
Nebraska(7/28/2026)
RR
Nevada(7/28/2026)
RR
New Hampshire(7/28/2026)
RR
New Jersey(7/28/2026)
RR
New Mexico(7/28/2026)
RR
New York(7/28/2026)
RR
North Carolina(7/28/2026)
RR
North Dakota(7/28/2026)
RR
Ohio(7/28/2026)
RR
Oklahoma(7/28/2026)
RR
Oregon(7/28/2026)
RR
Pennsylvania(7/28/2026)
RR
Puerto Rico(7/28/2026)
RR
Rhode Island(7/28/2026)
RR
South Carolina(7/28/2026)
RR
South Dakota(7/28/2026)
RR
Tennessee(7/28/2026)
IAR
Tennessee(7/28/2026)
RR
Texas(7/28/2026)
IAR
Texas(7/30/2026)
RR
Utah(7/28/2026)
RR
Vermont(7/28/2026)
RR
Virgin Islands(7/28/2026)
RR
Virginia(7/28/2026)
RR
Washington(7/28/2026)
RR
West Virginia(7/28/2026)
RR
Wisconsin(7/28/2026)
RR
Wyoming(7/28/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
