AB
Andrew P. Barthel
THRIVENT ADVISOR NETWORK
Hoagland, IN 46745
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CRD#: 6591924
AB
Professional summary
Andrew Phillip Barthel is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Hoagland, Indiana and THRIVENT INVESTMENT MANAGEMENT INC. located in Hoagland, Indiana.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Andrew has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ST. PAUL LUTHERAN CHURCH POSITION: Vice Chairman NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 10/17/2022 ADDRESS: 1075 Glenwood Ave, Napoleon OH 43545, United States DESCRIPTION: Running church meetings, supporting the elders, sitting on call committees,serve in worship, assist in set up for activities, be present at church functions, engaging in bible study LUTHERAN MINISTRIES OF MERCY POSITION: Board Memeber NATURE: LUTHERAN MINISTRIES OF MERCY INC is the umbrella organization of Filling Homes of Mercy, Luther Home of Mercy and Lutheran Social Services of Northwestern Ohio. With the goal of promoting sustainability, improvement and innovation in the direct service operations, these partners are working together, combining administrative services, sharing resources and enhancing the lives of more than 42,000 people in their care. While each organization maintains their independent status, their combined strengths in advocacy, program delivery and organizational systems allow for more collective visibility and shared best practices.The mission is rooted in faith, supporting people with intellectual and developmental disabilities, enriching lives full of value, hope, and choice within their community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/29/2024 ADDRESS: 5810 N Main St, Williston OH 43468, United States DESCRIPTION: One of many board members. Attend Board meetings. Provide guidance for the future of the Lutheran Ministries of Mercy. Assist establishes its policies. Provide community feedback to activity. PHILTWO LLC POSITION: Owner NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/23/2024 ADDRESS: 14812 First St, Hoagland IN 46745, United States DESCRIPTION: Payroll, book keeping, staff oversight FIXED INSURANCE SALES POSITION: Insurance Producer NATURE: Selling/servicing fixed insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/07/2024 ADDRESS: 14812 First Street, Hoagland IN 46745, United States DESCRIPTION: Selling/servicing fixed insurance contracts THRIVENT ADVISOR NETWORK, LLC DBA PASSAGE WEALTH POSITION: Wealth Advisor/Owner NATURE: Affiliated retail investment advisory firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 10/07/2024 ADDRESS: 14812 First St, Hoagland IN 46745, United States DESCRIPTION: Provide investment advisory services to retail clients
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Phillip Barthel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2024 - Present
THRIVENT ADVISOR NETWORK, LLC
Office #1: 14812 1st Street, Hoagland, IN 46745RIA
CRD#: 304569
Hoagland, IN
Current
May 12, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 14812 1st Street, Hoagland, IN 46745RIA
BD
CRD#: 18387
Hoagland, IN
Past
August 16, 2016 - September 23, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
NAPOLEON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2021)
RR
Florida(12/7/2022)
RR
Indiana(9/16/2016)
RR
Kentucky(9/16/2016)
RR
Michigan(9/16/2016)
RR
Nebraska(10/20/2025)
RR
Ohio(6/29/2016)
IAR
Ohio(9/23/2024)
RR
Tennessee(9/16/2016)
RR
Wisconsin(9/16/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
