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JV

John Charles Vander Laan

HEADLANDS TECHNOLOGIES SECURITIES
CHICAGO, IL
·CRD# 6591178·10 years experience

Professional Summary

John Charles Vander Laan, who also goes by John Vander Laan, is a registered financial advisor currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Chicago, Illinois. John is registered as a RR (Registered Representative) and started their career in finance in 2016. John has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Vander Laan

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

HEADLANDS TECHNOLOGIES SECURITIES, LLC·CRD# 288960
BD
110 N. Wacker Drive 54th Floor, Chicago, IL 60606
March 15, 2022 - Present
TD FINANCIAL PRODUCTS LLC·CRD# 154838
BD
Chicago, IL
May 23, 2016 - July 1, 2021

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Current Firm

HT
HEADLANDS TECHNOLOGIES SECURITIES, LLC

HEADLANDS TECHNOLOGIES SECURITIES, LLC

CRD#: 288960 / SEC#: 8-69969
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Mailing Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Phone Number

(312) 601-8774

Established

Delaware since 05/08/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
HEADLANDS TECH HOLDINGS, LLCHOLDING COMPANY—
ANDRESEN, MATTHEW FREDERICKCEO2524246
LONG, ADAM DONALDCCO5411438
MUNROE, NICHOLAS STUARTCOO5899002
VANDER LAAN, JOHN CHARLESCFO/PFO/FINOP6591178

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed May 2016About the Series 27 exam
FINRA
SRO Registrations
NYSE Texas, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Charles Vander Laan's CRS (Customer Relationship Summary).

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