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MA

Matthew Frederick Andresen

HEADLANDS TECHNOLOGIES SECURITIES
Austin, TX
·CRD# 2524246·32 years experience

Professional Summary

Matthew Frederick Andresen, who also goes by Matthew Frederick Andersen, Matthew Andresen, is a registered financial advisor currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Austin, Texas. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1997. Matthew has worked at 8 firms and has passed the Series 63, Series 62, Series 57TO, SIE, Series 55, Series 7, Series 3 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Frederick Andersen, Matthew Andresen

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

HEADLANDS TECHNOLOGIES SECURITIES, LLC·CRD# 288960
BD
1. 111 Congress Avenue 30th Floor, Austin, TX 787012. 110 N. Wacker Drive 54th Floor, Chicago, IL 60606
September 28, 2018 - Present
TD FINANCIAL PRODUCTS LLC·CRD# 154838
BD
Chicago, IL
February 28, 2011 - July 1, 2021
CITADEL SECURITIES LLC·CRD# 116797
BD
Chicago, IL
February 25, 2005 - March 31, 2009
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
BD
Nashville, TN
October 8, 2002 - March 10, 2004
NASDAQ CAPITAL MARKETS ADVISORY LLC·CRD# 104295
BD
New York, NY
December 14, 2000 - October 4, 2002
INET ATS, INC.·CRD# 20746
BD
Jersey City, NJ
December 1, 1998 - October 4, 2002
HEARTLAND SECURITIES CORP.·CRD# 43201
BD
Edison, NJ
April 20, 1998 - September 4, 1998
ICAPITAL MARKETS LLC·CRD# 5209
BD
Omaha, NE
April 21, 1997 - April 30, 1998

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Current Firm

HT
HEADLANDS TECHNOLOGIES SECURITIES, LLC

HEADLANDS TECHNOLOGIES SECURITIES, LLC

CRD#: 288960 / SEC#: 8-69969
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Mailing Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Phone Number

(312) 601-8774

Established

Delaware since 05/08/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
HEADLANDS TECH HOLDINGS, LLCHOLDING COMPANY—
ANDRESEN, MATTHEW FREDERICKCEO2524246
LONG, ADAM DONALDCCO5411438
MUNROE, NICHOLAS STUARTCOO5899002
VANDER LAAN, JOHN CHARLESCFO/PFO/FINOP6591178

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2010

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1994About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Dec 1995About the Series 24 exam
FINRA
SRO Registrations
NYSE Texas, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Frederick Andresen's CRS (Customer Relationship Summary).

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MA
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