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Anthony Arthur Collins

EIA INVESTMENTS
SALISBURY, CT
·CRD# 6580684·10 years experience

Professional Summary

Anthony Arthur Collins, who also goes by Anthony A Collins, is a registered financial advisor currently at EIA INVESTMENTS LLC located in Salisbury, Connecticut and USQ SECURITIES LLC located in New York, New York. Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Anthony has worked at 3 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 79, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony A Collins

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

EIA INVESTMENTS LLC·CRD# 314532
RIA
60 Bunker Hill Road, Salisbury, CT 06068
April 26, 2024 - Present
USQ SECURITIES LLC·CRD# 299008
BD
403 E. 90th Street #1rw, New York, NY 10128
July 2, 2019 - Present
EIA INVESTMENTS LLC·CRD# 314532
RIA
New York, NY
June 11, 2021 - December 31, 2023
ENCLAVE CAPITAL LLC·CRD# 22732
BD
Miami, FL
April 25, 2016 - July 24, 2019

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Current Firm

EI
EIA INVESTMENTS LLC

EIA INVESTMENT ADVISORS | USQA CAPITAL LLC | EIA INVESTMENTS LLC

CRD#: 314532
New York
Registered Investment Advisory firm - New York (4/26/2024 Approved)

Contact Information

Main Address

60 Bunker Hill Road, Salisbury, CT 06068

Mailing Address

60 Bunker Hill Road, Salisbury, CT 06068

Phone Number

(347) 334-9813

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$154,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Economic Index Associates LLC; 575 5th Avenue, Level 14, New York, NY, 10017; December 2018; Owner/Officer; Economic Index Associates (EIA) is a licensor of indexes on different asset classes.; Executive Director with responsibilities for index development, maintenance and business development.; 20 hours per week. Union Square Capital Advisors LLC (USQA); 575 5th Avenue, Level 14, New York, NY, 10017; December 2018; Owner/Officer; USQA provides consulting services and management services to a wide range of companies in different sectors.; Managing Director with responsibilities for consulting services.; 20 hours per week. IRIS Metals; 9-11 Claremont Street, South Yarra 3141, Victoria, Australia; Non-Investment Related; February 2025, Director/Consultant; IRIS Metals is a junior mining company listed on the ASX, progressing in lithium mine in South Dakota.; 30% of time per week. Duties: (a) the specified duties set out in Schedule 1; (b) reviewing all Board papers ahead of Board meetings; (c) bringing independent judgment to bear on issues of strategy, performance, present and future availability and utilization of resources and standards of conduct as well as challenging management and holding them to account; (d) sharing responsibility with the other Directors for the effective control of the Company, and with the other non-executive Directors for the appointment of the Managing Director and Chief Executive Officer and the superintendence of Executive management; (e) constructively challenging and helping to develop proposals on strategy of the Company; (f) setting values and standards for the Company and establishing systems for its communication and monitoring; (g) monitoring the performance of management in meeting agreed goals and objectives and ensuring that the necessary financial and human resources are in place to enable the Company to meet those goals and objectives; (h) being familiar with the corporate governance policies and principles which have been adopted by the Board, and taking a leadership role in ensuring these remain current and effective; (i) satisfying yourself as to the adequacy and integrity of financial and other reporting to the board and shareholders and that there are adequate systems of internal control; (j) satisfying yourself that systems for identification and management of risks are robust and appropriate; and (k) making yourself available, if called upon, to serve as a member of committees established by the Board. At Union Square Capital Advisors we advise companies on supply chains and provide management teams to assist start-up companies. We receive retainers, consulting fees, success fees and equity. I am entitled to 20% of the income derived from sales to new clients.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/13/2026)
RR
Connecticut
(2/23/2026)
RR
Illinois
(1/30/2026)
RR
New Jersey
(4/2/2026)
RR
New York
(7/10/2019)
IAR
New York
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2016About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jun 2018About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Apr 2016About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Anthony Arthur Collins's CRS (Customer Relationship Summary).

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