AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
KS

Kumar Singh

MOONFARE SECURITIES USA
New York, NY 10017
Some features on this profile are disabled
CRD#: 6577670
KS

Professional summary


Kumar Singh is a registered financial professional currently at MOONFARE SECURITIES USA located in New York, New York.

Kumar is registered as a RR (Registered Representative) and started their career in finance in 2016. Kumar has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kumar Singh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 15, 2025 - Present

MOONFARE SECURITIES USA

Office #1: 12th E 49th Street Floor 11, New York, NY 10017Office #2: 12th E 49th Street Floor 11, New York, NY 10017
BD
CRD#: 325838
New York, NY
Past

January 28, 2022 - July 9, 2025

WILMINGTON CAPITAL SECURITIES, LLC

BD
CRD#: 133839
Lauderdale by the Sea, FL
Past

April 9, 2020 - January 26, 2022

TRIBAL CAPITAL MARKETS, LLC

BD
CRD#: 38901
ORLANDO, FL
Past

May 25, 2018 - September 15, 2019

NOBLE CAPITAL MARKETS, INC.

BD
CRD#: 15768
BOCA RATON, FL
Past

June 14, 2017 - January 12, 2018

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 133088
RED BANK, NJ
Past

June 7, 2017 - January 12, 2018

GARDEN STATE SECURITIES, INC.

BD
CRD#: 10083
RED BANK, NJ
Past

September 7, 2016 - May 30, 2017

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
NEW YORK, NY
Past

February 11, 2016 - September 6, 2016

GARDEN STATE SECURITIES, INC.

BD
CRD#: 10083
Red Bank, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/15/2025)
RR
Arizona
(7/15/2025)
RR
Arkansas
(7/15/2025)
RR
California
(7/15/2025)
RR
Colorado
(7/15/2025)
RR
Connecticut
(7/15/2025)
RR
Delaware
(7/15/2025)
RR
District of Columbia
(7/15/2025)
RR
Florida
(7/15/2025)
RR
Georgia
(7/15/2025)
RR
Hawaii
(7/15/2025)
RR
Idaho
(7/15/2025)
RR
Illinois
(7/15/2025)
RR
Indiana
(7/15/2025)
RR
Iowa
(7/15/2025)
RR
Kansas
(7/15/2025)
RR
Kentucky
(7/15/2025)
RR
Louisiana
(7/15/2025)
RR
Maine
(7/15/2025)
RR
Maryland
(7/15/2025)
RR
Massachusetts
(7/15/2025)
RR
Michigan
(7/15/2025)
RR
Minnesota
(7/15/2025)
RR
Mississippi
(7/15/2025)
RR
Missouri
(7/15/2025)
RR
Montana
(7/15/2025)
RR
Nebraska
(7/15/2025)
RR
Nevada
(7/15/2025)
RR
New Hampshire
(7/15/2025)
RR
New Jersey
(7/15/2025)
RR
New Mexico
(7/15/2025)
RR
New York
(7/15/2025)
RR
North Carolina
(7/15/2025)
RR
North Dakota
(7/15/2025)
RR
Ohio
(7/15/2025)
RR
Oklahoma
(7/15/2025)
RR
Oregon
(7/15/2025)
RR
Pennsylvania
(7/15/2025)
RR
Rhode Island
(7/15/2025)
RR
South Carolina
(7/15/2025)
RR
South Dakota
(7/15/2025)
RR
Tennessee
(7/15/2025)
RR
Texas
(7/15/2025)
RR
Utah
(7/15/2025)
RR
Vermont
(7/15/2025)
RR
Virginia
(7/15/2025)
RR
Washington
(7/15/2025)
RR
West Virginia
(7/15/2025)
RR
Wisconsin
(7/15/2025)
RR
Wyoming
(7/15/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/2/2016
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MS
MOONFARE SECURITIES USA
MOONFARE SECURITIES USA | MOONFARE SECURITIES USA LLC

CRD#: 325838 / SEC#: , 8-71091

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
12th E 49th Street Floor 11, New York, NY 10017
Mailing Address
12th E 49th Street Floor 11, New York, NY 10017
Phone number
(929) 209-6942
Established
Delaware since 10/28/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MOONFARE USA HOLDINGS LLCOWNER
ABBRUZZESE, EMILY COPELANDPRINCIPAL FINANCIAL OFFICER/ FINOP4606343
REID, MEKALIA VIOLACHIEF COMPLIANCE OFFICER5535070
SINGH, KUMARPRINCIPAL6577670

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MOONFARE SECURITIES USA

CRD#: 325838New York, NY 10017

TRUST BUT VERIFY

Monitor Kumar Singh

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics