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Christopher Joseph Sealey

WISE US ASSETS
NEW YORK, NY
·CRD# 6573071·10 years experience

Professional Summary

Christopher Joseph Sealey, who also goes by Chris Sealey, Christopher J. Sealey, Christopher Sealey, is a registered financial advisor currently at WISE US ASSETS INC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2016. Christopher has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Sealey, Christopher J. Sealey, Christopher Sealey

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

WISE US ASSETS INC·CRD# 329919
BD
30 W. 26th St, Sixth Floor, New York, NY 10010
May 7, 2026 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
Bridgewater, NJ
February 26, 2024 - April 24, 2026
SPEEDROUTE LLC·CRD# 104138
BD
Jersey City, NJ
February 23, 2022 - June 2, 2023
TZERO MARKETS·CRD# 304537
BD
New York, NY
October 12, 2020 - March 21, 2022
CARTA SECURITIES, LLC·CRD# 282086
BD
Hamilton, NJ
October 9, 2018 - April 30, 2020
PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671
BD
Jersey City, NJ
April 20, 2016 - September 14, 2018
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
January 5, 2016 - September 14, 2018

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Current Firm

WU
WISE US ASSETS INC

WISE US ASSETS | WISE US ASSETS INC

CRD#: 329919 / SEC#: 8-71239
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

30 W. 26th St Sixth Floor, New York, NY 10010

Mailing Address

30 W. 26th St Sixth Floor, New York, NY 10010

Phone Number

(888) 908-3833

Established

Delaware since 01/31/2024

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WISE US HOLDINGS INCSHAREHOLDER—
KRZAK, ALEXANDER JACOBPOO6349160
NILAKANTAN, VINAYCEO8283897
SEALEY, CHRISTOPHER JOSEPHCHIEF COMPLIANCE OFFICER6573071
SINELNIKOV, PETER SERGEYFINOP, PFO6493208

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/7/2026)
RR
Alaska
(5/7/2026)
RR
Arizona
(5/7/2026)
RR
Arkansas
(5/7/2026)
RR
California
(5/7/2026)
RR
Colorado
(5/7/2026)
RR
Connecticut
(5/7/2026)
RR
Delaware
(5/7/2026)
RR
District of Columbia
(5/7/2026)
RR
Florida
(5/7/2026)
RR
Georgia
(5/7/2026)
RR
Hawaii
(5/7/2026)
RR
Idaho
(5/7/2026)
RR
Illinois
(5/7/2026)
RR
Indiana
(5/7/2026)
RR
Iowa
(5/7/2026)
RR
Kansas
(5/7/2026)
RR
Kentucky
(5/7/2026)
RR
Louisiana
(5/7/2026)
RR
Maine
(5/7/2026)
RR
Maryland
(5/7/2026)
RR
Massachusetts
(7/31/2026)
RR
Michigan
(5/7/2026)
RR
Minnesota
(5/7/2026)
RR
Mississippi
(5/7/2026)
RR
Missouri
(5/7/2026)
RR
Montana
(5/7/2026)
RR
Nebraska
(5/7/2026)
RR
Nevada
(9/22/2026)
RR
New Hampshire
(5/7/2026)
RR
New Jersey
(5/7/2026)
RR
New Mexico
(5/7/2026)
RR
New York
(5/7/2026)
RR
North Carolina
(5/7/2026)
RR
North Dakota
(5/7/2026)
RR
Ohio
(5/7/2026)
RR
Oklahoma
(5/7/2026)
RR
Oregon
(5/7/2026)
RR
Pennsylvania
(5/7/2026)
RR
Puerto Rico
(5/7/2026)
RR
Rhode Island
(5/7/2026)
RR
South Carolina
(5/7/2026)
RR
South Dakota
(5/7/2026)
RR
Tennessee
(5/7/2026)
RR
Texas
(5/7/2026)
RR
Utah
(5/7/2026)
RR
Vermont
(5/7/2026)
RR
Virgin Islands
(5/7/2026)
RR
Virginia
(5/7/2026)
RR
Washington
(5/7/2026)
RR
West Virginia
(5/7/2026)
RR
Wisconsin
(5/7/2026)
RR
Wyoming
(5/7/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2021About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 14 — Compliance Officer Examination

Passed May 2026About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Mar 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Joseph Sealey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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