LS
Lana K. Smith
ALLSTATE FINANCIAL ADVISORS
Lincoln, NE 68508-1380
Some features on this profile are disabled
CRD#: 6572941
LS
Professional summary
Lana Kaye Smith, who also goes by Lana Kaye Smith, Lana K Wheelus, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Lincoln, Nebraska and ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.
Lana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Lana has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lana Kaye Smith | Lana K Wheelus
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TEAM OIL DROP, LLC POSITION: partner NATURE: My husband took his hobby of working on his Tacoma and started a Youtube channel to showcase how to videos on Toyota Tacoma trucks. He is making income off ads from this channel. Because we made this an LLC - I do contribute on how we spend the funds - for now its filed as a K1 and its like personal income, however the only reason I am apart of this is because I am Tyler's wife and we felt that it was better if I was part of the business in case something happens to him. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 31021 Percy Chicks Dr, Black River NY 13612, United States DESCRIPTION: My husband took his hobby of working on his Tacoma and started a Youtube channel to showcase how to videos on Toyota Tacoma trucks. He is making income off ads from this channel. Because we made this an LLC - I do contribute on how we spend the funds - for now its filed as a K1 and its like personal income, however the only reason I am apart of this is because I am Tyler's wife and we felt that it was better if I was part of the business in case something happens to him.
CRS (Client Relationship Summary) - RIA
Click below to view Lana Kaye Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2022 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380RIA
CRD#: 109524
Lincoln, NE
Current
March 3, 2022 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380BD
CRD#: 18272
Lincoln, NE
Past
July 9, 2020 - July 30, 2020
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
April 3, 2019 - May 19, 2020
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
Colorado Springs, CO
Past
February 22, 2019 - May 19, 2020
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Nebraska(3/3/2022)
RR
New York(6/27/2024)
IAR
New York(6/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
