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Polina Borisovna Arbaiza

CRD# 6571383·Registered 2023 - 2023
Previously Registered: Being a previously registered professional could mean that Polina is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Polina Borisovna Arbaiza, who also goes by Polina B Arbaiza, Polina B Shmakova, was a registered financial advisor. Polina was a previously registered financial professional and started their career in finance 2023 - 2023. Polina had worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Polina B Arbaiza, Polina B Shmakova

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

DRIVEWEALTH, LLC·CRD# 165429
BD
New York, NY
March 29, 2023 - June 30, 2023

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Current Firm

DL
DRIVEWEALTH, LLC

DRIVEWEALTH, LLC | MYSOLOMEO, LLC

CRD#: 165429 / SEC#: 8-69161
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

28 Liberty Street 50th Floor, New York, NY 10005

Mailing Address

28 Liberty Street 50th Floor, New York, NY 10005

Phone Number

(973) 559-6750

Established

New Jersey since 05/24/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DRIVEWEALTH HOLDINGS, INC.SOLE MEMBER—
FORTUNE, JEFFREY JOHNFINOP3108400
ILARIO, ANTHONYCOO2262100
LAMKE, JAMES DANIELCHIEF COMPLIANCE OFFICER1418047
METZGER, BARRY SCOTTCHIEF EXECUTIVE OFFICER4719211
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Mar 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2022About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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