Richard C. Egan
Professional summary
Richard Christopher Egan is a registered financial professional currently at PERCENT SECURITIES, LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2016. Richard has worked at 2 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Christopher Egan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2023 - Present
PERCENT SECURITIES, LLC
Office #1: 145 East 57th Street, New York, NY 10022Office #2: 145 East 57th Street, New York, NY 10022April 18, 2016 - January 29, 2021
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 8/11/2023
General Securities Representative ExaminationFINRA
Current Firm
PERCENT SECURITIES, LLC
CRD#: 314782 / SEC#: , 8-70732
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CADENCE GROUP, INC. | MANAGING MEMBER | |
| EGAN, RICHARD CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 6571150 |
| HAYES, SUSAN ANN | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER | 2856326 |
| REDDY, PRATHUMNA T | CHIEF EXECUTIVE OFFICER/PRESIDENT | 5564911 |
| SHUMBERG, IVANA M | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER | 3167225 |
Red Flags
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