Ian J. Hoffman

THRIVE WEALTH MANAGEMENT

Audubon, PA 19403

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CRD#: 6568503

Professional summary

Ian Jeremy Hoffman, CFP®, who also goes by Ian Hoffman, is a registered financial advisor currently at THRIVE WEALTH MANAGEMENT, LLC located in Audubon, Pennsylvania.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ian has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ian Hoffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Jeremy Hoffman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 11, 2023 - Present

THRIVE WEALTH MANAGEMENT, LLC

Office #1: 1000 Madison Avenue Suite 208, Audubon, PA 19403

RIA

CRD#: 168777

Audubon, PA

Past

June 2, 2016 - January 11, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THRIVE WEALTH MANAGEMENT, LLC

CRD#: 168777 / SEC#: 801-108388

RIA

Registered Investment Advisory firm - (9/13/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/11/2023)

IAR

Texas
(1/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/14/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/2/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THRIVE WEALTH MANAGEMENT, LLC

CRD#: 168777 / SEC#: 801-108388

RIA

Registered Investment Advisory firm - (9/13/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2016 Terminated)

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Contact information

Main Address

1000 Madison Avenue Suite 208, Audubon, PA 19403

Mailing Address

Phone number

(215) 376-5530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THRIVE WEALTH MANAGEMENT DISCLOSURE BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	2,812
AUM (Assets Under Management)	$ 1,322,350,025

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2024	Cover Page	Report
05/29/2024	Cover Page	Report
04/06/2023	Cover Page	Report
02/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ian J. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Jeremy Hoffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVE WEALTH MANAGEMENT, LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

THRIVE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/2016

SIE

Date: 10/1/2018

Series 6

Date: 6/2/2016

Current Firm

THRIVE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THRIVE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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