Christopher K. Johnson
Professional summary
Christopher K Johnson, who also goes by Christopher Kyle Johnson, Christopher Johnson, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Clearwater, Florida and VOYA INVESTMENTS DISTRIBUTOR, LLC located in Windsor, Connecticut.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Christopher has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher K Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher K Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
February 17, 2023 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
Office #1: One Orange Way, Windsor, CT 06095February 17, 2023 - Present
VOYA FINANCIAL PARTNERS, LLC
February 17, 2023 - Present
VOYA FINANCIAL ADVISORS, INC.
March 7, 2023 - September 11, 2023
VOYA FINANCIAL ADVISORS, INC.
December 14, 2022 - March 1, 2023
DALMORE GROUP LLC
November 4, 2021 - April 13, 2022
AE WEALTH MANAGEMENT, LLC
September 7, 2021 - April 13, 2022
AE FINANCIAL SERVICES, LLC
December 5, 2019 - August 17, 2021
TRANSAMERICA RETIREMENT ADVISORS, LLC
November 26, 2019 - August 17, 2021
TRANSAMERICA INVESTORS SECURITIES, LLC
April 29, 2019 - November 20, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 16, 2019 - November 20, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 15, 2018 - January 30, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 6, 2018 - January 30, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 19, 2018 - January 30, 2019
RAYMOND JAMES & ASSOCIATES, INC.
July 18, 2018 - January 30, 2019
RAYMOND JAMES & ASSOCIATES, INC.
November 22, 2016 - July 16, 2018
T. ROWE PRICE ADVISORY SERVICES, INC.
May 16, 2016 - July 16, 2018
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration

VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2024)
(2/17/2023)
(3/29/2024)
Exams
FINRA
Current Firm

VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
