Steven R. Ingate

ALLSTATE FINANCIAL ADVISORS

Myrtle Beach, SC 29577-6682

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CRD#: 6563497

Professional summary

Steven Richard Ingate Jr, who also goes by Steven Richard Ingate Jr, Steven Ingate Jr, Steven Richard Ingate, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Myrtle Beach, South Carolina and ALLSTATE FINANCIAL SERVICES, LLC located in Myrtle Beach, South Carolina.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Steven has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6TO and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Richard Ingate Jr | Steven Ingate Jr | Steven Richard Ingate

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GLOBAL INVESTIGATIVE SERVICES POSITION: Armed Security Officer NATURE: Personal protection services, armed security partrol INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 64 START DATE: 02/15/2024 ADDRESS: 3926 Wesley St, Unit 102A, Myrtle Beach SC 29579, United States DESCRIPTION: Personal protection services, armed security partrol, detect, deter, and prevent or intervene in criminal activities according to SC state law.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Ingate Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2020 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 4763 Highway 17 Byp S, Myrtle Beach, SC 29577-6682

RIA

CRD#: 109524

Myrtle Beach, SC

Current

May 16, 2020 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 4763 Highway 17 Byp S, Myrtle Beach, SC 29577-6682

CRD#: 18272

Myrtle Beach, SC

Past

October 17, 2015 - April 28, 2016

PFS INVESTMENTS INC.

CRD#: 10111

COLUMBIA, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(10/27/2020)

South Carolina
(5/18/2020)

IAR

South Carolina
(12/7/2020)

Texas
(1/15/2025)

Virginia
(4/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/16/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/5/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/30/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6TO

Date: 5/16/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 6

Date: 10/17/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven R. Ingate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Ingate Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2020

Series 63

Date: 5/16/2020

Series 7TO

Date: 11/5/2020

SIE

Date: 5/30/2020

Series 6TO

Date: 5/16/2020

Series 6

Date: 10/17/2015

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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