Sean P. Walsh

ARKAP MARKETS

Atlanta, GA 30305

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CRD#: 6550585

Professional summary

Sean Patrick Walsh, who also goes by Sean P Walsh, Sean Patrick Walsh, is a registered financial professional currently at ARKAP MARKETS, LLC located in Atlanta, Georgia.

Sean is registered as a RR (Registered Representative) and started their career in finance in 2016. Sean has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sean P Walsh | Sean Patrick Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Patrick Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2025 - Present

ARKAP MARKETS, LLC

Office #1: 2827 Peachtree Road, Suite 510, Atlanta, GA 30305

CRD#: 326313

Atlanta, GA

Past

June 1, 2023 - December 3, 2024

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

February 14, 2021 - June 1, 2023

FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087

AUSTIN, TX

Past

October 7, 2020 - February 11, 2021

ASCENDANT ALTERNATIVE STRATEGIES, LLC

CRD#: 283881

WHITE PLAINS, NY

Past

September 19, 2018 - August 3, 2020

FEF DISTRIBUTORS, LLC

CRD#: 46585

NEW YORK, NY

Past

April 10, 2018 - August 21, 2018

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

NEW YORK, NY

Past

April 10, 2018 - August 21, 2018

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

NEW YORK, NY

Past

December 12, 2016 - March 8, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STAMFORD, CT

Past

August 20, 2016 - March 8, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STAMFORD, CT

Past

May 12, 2016 - July 7, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

NORWALK, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/26/2025)

New York
(3/26/2025)

Texas
(3/26/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ARKAP MARKETS, LLC

ARKAP MARKETS | ARKAP MARKETS, LLC

CRD#: 326313 / SEC#: , 8-71132

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Mailing Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Phone number

(404) 445-0035

Established

Georgia since 06/26/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ARKADIOS HOLDINGS, INC.	MEMBER
MCCOMB, MAX MICHAEL	CHIEF COMPLIANCE OFFICER	1347500
MILLER, NATALIE LANE	FINOP, POO, PFO	5627988
MILLICAN, DAVID YANCEY IV	CEO	2788060
ROMERO, NATHAN KENNETH	MANAGING DIRECTOR	5222267

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean P. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Patrick Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

FOX CHASE CAPITAL PARTNERS, LLC

ASCENDANT ALTERNATIVE STRATEGIES, LLC

FEF DISTRIBUTORS, LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2016

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2016

FINRA

Current Firm

ARKAP MARKETS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ARKAP MARKETS, LLC

TRUST BUT VERIFY

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