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Sean Patrick Walsh

ARKAP MARKETS
ATLANTA, GA
·CRD# 6550585·10 years experience

Professional Summary

Sean Patrick Walsh, who also goes by Sean P Walsh, Sean Patrick Walsh, is a registered financial advisor currently at ARKAP MARKETS, LLC located in Atlanta, Georgia. Sean is registered as a RR (Registered Representative) and started their career in finance in 2016. Sean has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sean P Walsh, Sean Patrick Walsh

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

ARKAP MARKETS, LLC·CRD# 326313
BD
2827 Peachtree Road, Suite 510, Atlanta, GA 30305
February 25, 2026 - Present
ARKAP MARKETS, LLC·CRD# 326313
BD
Atlanta, GA
March 26, 2025 - February 6, 2026
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
June 1, 2023 - December 3, 2024
FOX CHASE CAPITAL PARTNERS, LLC·CRD# 104087
BD
Austin, TX
February 14, 2021 - June 1, 2023
ASCENDANT ALTERNATIVE STRATEGIES, LLC·CRD# 283881
BD
White Plains, NY
October 7, 2020 - February 11, 2021
FEF DISTRIBUTORS, LLC·CRD# 46585
BD
New York, NY
September 19, 2018 - August 3, 2020
NEW YORK LIFE INVESTMENT MANAGEMENT LLC·CRD# 109591
RIA
New York, NY
April 10, 2018 - August 21, 2018
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
New York, NY
April 10, 2018 - August 21, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Stamford, CT
December 12, 2016 - March 8, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Stamford, CT
August 20, 2016 - March 8, 2018
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Norwalk, CT
May 12, 2016 - July 7, 2016

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Current Firm

AM
ARKAP MARKETS, LLC

ARKAP MARKETS | ARKAP MARKETS, LLC

CRD#: 326313 / SEC#: 8-71132
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Mailing Address

2827 Peachtree Road, Suite 510, Atlanta, GA 30305

Phone Number

(404) 445-0035

Established

Georgia since 06/26/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARKADIOS HOLDINGS, INC.MEMBER—
MCCOMB, MAX MICHAELCHIEF COMPLIANCE OFFICER1347500
MILLER, NATALIE LANEFINOP, POO, PFO5627988
MILLICAN, DAVID YANCEY IVCEO2788060
ROMERO, NATHAN KENNETHMANAGING DIRECTOR5222267

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(2/25/2026)
RR
New York
(2/25/2026)
RR
Texas
(2/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2016About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2016About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sean Patrick Walsh's CRS (Customer Relationship Summary).

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