Sean P. Walsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Patrick Walsh, who also goes by Sean P Walsh, Sean Patrick Walsh, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2016. Sean had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2025 - February 6, 2026
ARKAP MARKETS, LLC
June 1, 2023 - December 3, 2024
QUASAR DISTRIBUTORS, LLC
February 14, 2021 - June 1, 2023
FOX CHASE CAPITAL PARTNERS, LLC
October 7, 2020 - February 11, 2021
ASCENDANT ALTERNATIVE STRATEGIES, LLC
September 19, 2018 - August 3, 2020
FEF DISTRIBUTORS, LLC
April 10, 2018 - August 21, 2018
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
April 10, 2018 - August 21, 2018
NYLIFE DISTRIBUTORS LLC
December 12, 2016 - March 8, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 2016 - March 8, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2016 - July 7, 2016
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARKAP MARKETS, LLC
CRD#: 326313 / SEC#: , 8-71132
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
