Patrick J. Swift

AMPLIUS WEALTH ADVISORS

Blue Bell, PA 19422

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CRD#: 6550021

Professional summary

Patrick Joseph Swift, CFP®, who also goes by Pat Swift, Patrick J Swift, Patrick J. Swift, is a registered financial advisor currently at AMPLIUS WEALTH ADVISORS located in Blue Bell, Pennsylvania.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Patrick has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Swift | Patrick J Swift | Patrick J. Swift

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2) 2/2021 Independent Licensed insurance Agent; Investment Related; Ambler, PA; Life

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Swift's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

February 26, 2021 - Present

AMPLIUS WEALTH ADVISORS

Office #1: 1787 Sentry Parkway West Veva 16, Suite 100, Blue Bell, PA 19422

RIA

CRD#: 312463

Blue Bell, PA

Past

July 21, 2016 - March 1, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHILADELPHIA, PA

Past

July 21, 2016 - March 1, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHILADELPHIA, PA

Past

June 20, 2016 - July 25, 2016

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BALA CYNWYD, PA

Past

October 19, 2015 - July 25, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

BALA CYNWYD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMPLIUS WEALTH ADVISORS

AMPLIUS WEALTH ADVISORS | AMPLIUS WEALTH ADVISORS, LLC

CRD#: 312463 / SEC#: 801-120341

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/24/2025)

IAR

Pennsylvania
(2/26/2021)

IAR

Texas
(10/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2015

General Securities Representative Examination

Current Firm

AMPLIUS WEALTH ADVISORS

AMPLIUS WEALTH ADVISORS | AMPLIUS WEALTH ADVISORS, LLC

CRD#: 312463 / SEC#: 801-120341

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

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Contact information

Main Address

1787 Sentry Parkway West Veva 16, Suite 100, Blue Bell, PA 19422

Mailing Address

Phone number

(215) 310-7770

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMPLIUS ADV 2A FIRM BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	2,773
AUM (Assets Under Management)	$ 1,534,608,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick J. Swift

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Swift's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

AMPLIUS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2016

Series 63

Date: 12/12/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2015

Current Firm

AMPLIUS WEALTH ADVISORS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMPLIUS WEALTH ADVISORS

TRUST BUT VERIFY

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