Matthew Jimenez
Professional summary
Matthew Jimenez, who also goes by Matthew David Jimenez, Matt Jimenez, Matthew D Jimenez, Matthew Jimenez, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Tampa, Florida.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Jimenez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Jimenez's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2021 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 2307 W Kennedy Boulevard, Tampa, FL 33609July 27, 2021 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 2307 W Kennedy Boulevard, Tampa, FL 33609July 15, 2020 - July 23, 2021
MORGAN STANLEY
July 15, 2020 - July 23, 2021
MORGAN STANLEY
November 2, 2018 - June 2, 2020
OSAIC WEALTH, INC.
November 2, 2018 - June 2, 2020
OSAIC WEALTH, INC.
October 30, 2017 - November 2, 2018
SIGNATOR INVESTORS, INC.
October 30, 2017 - November 2, 2018
SIGNATOR INVESTORS, INC.
October 17, 2016 - June 30, 2017
FLAHARTY ASSET MANAGEMENT, LLC
July 11, 2016 - July 6, 2017
LPL FINANCIAL LLC
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2021)
(7/28/2021)
(8/29/2025)
(9/2/2025)
(9/18/2023)
(9/25/2023)
(11/4/2021)
(11/8/2021)
(11/30/2022)
(12/2/2022)
(4/19/2023)
(4/20/2023)
(11/4/2021)
(11/4/2021)
(8/9/2023)
(8/10/2023)
(10/17/2022)
(10/19/2022)
(8/25/2025)
(8/26/2025)
(8/20/2025)
(8/22/2025)
(10/4/2024)
(10/4/2024)
(8/29/2025)
(9/2/2025)
(1/3/2023)
(1/3/2023)
Exams
FINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484Tampa, FL 33609TRUST BUT VERIFY
Monitor Matthew Jimenez
Get automatic monthly alerts on:
