BP
Bryan H. Pham
PERCENT SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 6541977
BP
Professional summary
Bryan Huynh Pham MR, who also goes by Bryan Pham, is a registered financial professional currently at PERCENT SECURITIES, LLC located in New York, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 2015. Bryan has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bryan Pham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Bryan Huynh Pham MR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2024 - Present
PERCENT SECURITIES, LLC
Office #1: 145 East 57th Street, New York, NY 10022BD
CRD#: 314782
New York, NY
Past
May 1, 2019 - September 1, 2020
BA SECURITIES, LLC
BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past
January 19, 2017 - April 5, 2018
CV BROKERAGE, INC
BD
CRD#: 462
WILLIAMSTOWN, NJ
Past
November 30, 2016 - April 17, 2018
PPB ADVISORS, LLC
RIA
CRD#: 152303
CONSHOHOCKEN, PA
Past
September 28, 2016 - December 31, 2016
SOURCE CAPITAL GROUP, INC.
BD
CRD#: 36719
CONSHOHOCKEN, PA
Past
January 5, 2016 - July 6, 2016
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
PHILADELPHIA, PA
Past
October 29, 2015 - July 6, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PHILADELPHIA, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/21/2025)
RR
Alaska(5/21/2025)
RR
Arizona(5/21/2025)
RR
Arkansas(5/21/2025)
RR
California(5/21/2025)
RR
Colorado(5/21/2025)
RR
Connecticut(5/21/2025)
RR
Delaware(5/21/2025)
RR
District of Columbia(5/21/2025)
RR
Florida(5/21/2025)
RR
Georgia(5/21/2025)
RR
Hawaii(5/21/2025)
RR
Idaho(5/21/2025)
RR
Illinois(5/21/2025)
RR
Indiana(5/21/2025)
RR
Iowa(5/21/2025)
RR
Kansas(5/21/2025)
RR
Kentucky(5/21/2025)
RR
Louisiana(5/21/2025)
RR
Maine(5/21/2025)
RR
Maryland(5/21/2025)
RR
Massachusetts(5/21/2025)
RR
Michigan(5/21/2025)
RR
Minnesota(5/21/2025)
RR
Mississippi(5/21/2025)
RR
Missouri(5/21/2025)
RR
Montana(5/21/2025)
RR
Nebraska(5/21/2025)
RR
Nevada(5/21/2025)
RR
New Hampshire(5/21/2025)
RR
New Jersey(5/21/2025)
RR
New Mexico(5/21/2025)
RR
New York(5/21/2025)
RR
North Carolina(5/21/2025)
RR
North Dakota(5/21/2025)
RR
Ohio(5/21/2025)
RR
Oklahoma(5/21/2025)
RR
Oregon(5/21/2025)
RR
Pennsylvania(5/21/2025)
RR
Rhode Island(5/21/2025)
RR
South Carolina(5/21/2025)
RR
South Dakota(5/21/2025)
RR
Tennessee(5/21/2025)
RR
Texas(5/21/2025)
RR
Utah(5/21/2025)
RR
Vermont(5/21/2025)
RR
Virginia(5/21/2025)
RR
Washington(5/21/2025)
RR
West Virginia(5/21/2025)
RR
Wisconsin(5/21/2025)
RR
Wyoming(5/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PERCENT SECURITIES, LLC
PERCENT SECURITIES, LLC
CRD#: 314782 / SEC#: , 8-70732
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
145 East 57th Street, New York, NY 10022
Mailing Address
145 East 57th Street, New York, NY 10022
Phone number
(646) 876-5141
Established
Delaware since 04/12/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CADENCE GROUP, INC. | MANAGING MEMBER | |
| EGAN, RICHARD CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 6571150 |
| HAYES, SUSAN ANN | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER | 2856326 |
| REDDY, PRATHUMNA T | CHIEF EXECUTIVE OFFICER/PRESIDENT | 5564911 |
| SHUMBERG, IVANA M | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER | 3167225 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
