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LW

Laurent L. Williams

FIDELITY BROKERAGE SERVICES
Jacksonville, FL 32246
Some features on this profile are disabled
CRD#: 6540513
LW

Professional summary

Laurent Lorenzo Williams, who also goes by Laurent L Williams, Laurent Williams, Janet L Williams, Laurent Lorenzo Williams, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.

Laurent is registered as a RR (Registered Representative) and started their career in finance in 2015. Laurent has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laurent L Williams | Laurent Williams | Janet L Williams | Laurent Lorenzo Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laurent Lorenzo Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2023 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246
BD
CRD#: 7784
Jacksonville, FL
Past

January 28, 2020 - July 7, 2021

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Gainsville, FL
Past

January 27, 2020 - July 7, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Gainsville, FL
Past

December 17, 2018 - December 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GAINESVILLE, FL
Past

December 14, 2018 - December 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GAINESVILLE, FL
Past

August 24, 2017 - December 18, 2018

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Gainesville, FL
Past

August 23, 2017 - December 18, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Gainesville, FL
Past

April 29, 2016 - August 10, 2017

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
GAINESVILLE, FL
Past

December 22, 2015 - August 10, 2017

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
GAINESVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/6/2023)
RR
Alaska
(3/14/2023)
RR
Arizona
(3/15/2023)
RR
Arkansas
(3/13/2023)
RR
California
(3/6/2023)
RR
Colorado
(3/7/2023)
RR
Connecticut
(3/3/2023)
RR
Delaware
(3/15/2023)
RR
District of Columbia
(3/6/2023)
RR
Florida
(3/6/2023)
RR
Georgia
(3/6/2023)
RR
Hawaii
(3/6/2023)
RR
Idaho
(3/6/2023)
RR
Illinois
(3/13/2023)
RR
Indiana
(3/6/2023)
RR
Iowa
(3/8/2023)
RR
Kansas
(3/3/2023)
RR
Kentucky
(3/7/2023)
RR
Louisiana
(3/7/2023)
RR
Maine
(3/3/2023)
RR
Maryland
(3/7/2023)
RR
Massachusetts
(3/6/2023)
RR
Michigan
(3/7/2023)
RR
Minnesota
(3/7/2023)
RR
Mississippi
(3/7/2023)
RR
Missouri
(3/7/2023)
RR
Montana
(3/3/2023)
RR
Nebraska
(3/3/2023)
RR
Nevada
(3/8/2023)
RR
New Hampshire
(3/8/2023)
RR
New Jersey
(3/3/2023)
RR
New Mexico
(3/7/2023)
RR
New York
(3/26/2023)
RR
North Carolina
(3/13/2023)
RR
North Dakota
(3/6/2023)
RR
Ohio
(3/3/2023)
RR
Oklahoma
(3/13/2023)
RR
Oregon
(3/10/2023)
RR
Pennsylvania
(3/6/2023)
RR
Puerto Rico
(3/13/2023)
RR
Rhode Island
(3/7/2023)
RR
South Carolina
(3/13/2023)
RR
South Dakota
(3/9/2023)
RR
Tennessee
(3/7/2023)
RR
Texas
(3/7/2023)
RR
Utah
(3/6/2023)
RR
Vermont
(3/6/2023)
RR
Virgin Islands
(3/6/2023)
RR
Virginia
(3/6/2023)
RR
Washington
(3/6/2023)
RR
West Virginia
(3/9/2023)
RR
Wisconsin
(3/7/2023)
RR
Wyoming
(3/13/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/6/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: , 8-23292

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL

Disclosures

Regulatory Event23
Arbitration126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784Jacksonville, FL 32246

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