Brandon M. Kapitan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon M Kapitan, CFA was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2015. Brandon had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2022 - June 29, 2023
TZERO MARKETS
November 21, 2022 - June 29, 2023
TZERO SECURITIES, LLC
October 3, 2022 - June 5, 2023
CRITICALPOINT PARTNERS LLC
July 18, 2022 - May 31, 2023
MAVEN GLOBAL MARKETS TRADING LLP
June 1, 2022 - May 19, 2023
VANAHEIM SECURITIES, LLC
December 15, 2020 - June 13, 2023
FON CORPORATE FINANCE LLC
February 12, 2020 - June 27, 2023
BOERBOEL CAPITAL LLC
December 10, 2019 - October 7, 2022
QUIET LIGHT SECURITIES, LLC
April 3, 2018 - June 18, 2018
LAKESIDE WEALTH MANAGEMENT GROUP, LLC
December 14, 2015 - June 11, 2018
FIRST ALLIED SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TZERO MARKETS
CRD#: 304537 / SEC#: , 8-70355
Contact information
Documents
Red Flags
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