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Bradford R Dooley

CRD# 4308078·Registered 2001 - 2025
Previously Registered: Being a previously registered professional could mean that Bradford is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradford R Dooley, who also goes by Bradford R. Dooley, was a registered financial advisor. Bradford was a previously registered financial professional and started their career in finance 2001 - 2025. Bradford had worked at 21 firms and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bradford R. Dooley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

TZERO DIGITAL ASSET SECURITIES, LLC·CRD# 316189
BD
Jersey City, NJ
September 12, 2024 - January 23, 2025
SPEEDROUTE LLC·CRD# 104138
BD
Jersey City, NJ
June 29, 2023 - July 7, 2023
TZERO MARKETS·CRD# 304537
BD
Jersey City, NJ
June 29, 2023 - December 20, 2024
TZERO SECURITIES, LLC·CRD# 123421
BD
Jersey City, NJ
June 29, 2023 - January 23, 2025
ALPHA TRADING L.P.·CRD# 289434
BD
Herzliya Pituach
September 18, 2017 - October 23, 2025
XAMBALA CAPITAL, LLC·CRD# 158871
BD
Sunnyvale, CA
November 6, 2015 - August 30, 2017
DOUGALL & ASSOCIATES INC.·CRD# 42324
BD
Saint John, IN
January 30, 2014 - November 11, 2025
HB SECURITIES, LLC·CRD# 140356
BD
Newport Beach, CA
November 14, 2012 - February 15, 2025
XAMBALA CAPITAL, LLC·CRD# 158871
BD
Sunnyvale, CA
February 21, 2012 - September 10, 2012
SUPERFUND USA, LLC·CRD# 147069
BD
Chicago, IL
October 4, 2010 - February 14, 2017
ARBOR RESEARCH & TRADING, LLC·CRD# 21313
BD
Lake Barrington, IL
August 24, 2010 - March 7, 2012
GAR WOOD SECURITIES, LLC·CRD# 138033
BD
Naperville, IL
June 24, 2009 - August 3, 2026
BEREAN CAPITAL INCORPORATED·CRD# 24915
BD
Chicago, IL
April 28, 2009 - June 15, 2010
M1 ENERGY CAPITAL SECURITIES, LLC·CRD# 127298
BD
Chicago, IL
May 28, 2007 - February 25, 2010
DANEVEST LLC·CRD# 142007
BD
Middleton, WI
March 21, 2007 - August 2, 2010
ADVANCED EQUITIES, INC.·CRD# 35545
BD
Chicago, IL
January 29, 2004 - October 17, 2006
ZEPHYR TRADING LLC·CRD# 104252
BD
Winnetka, IL
December 6, 2002 - June 15, 2006
UTC FINANCIAL SERVICES USA, INC.·CRD# 119529
BD
Port Of Spain
July 24, 2002 - May 19, 2003
BOSTON CABOT LLC·CRD# 115861
BD
Chicago, IL
February 27, 2002 - February 19, 2008
SUPERFUND ASSET MANAGEMENT INC.·CRD# 112246
BD
Chicago, IL
November 15, 2001 - November 17, 2008
EQUITY FINANCIAL MANAGEMENT SERVICES, INC.·CRD# 115162
BD
Chicago, IL
October 26, 2001 - January 9, 2004
NMS CAPITAL SECURITIES, LLC·CRD# 107401
BD
Chicago, IL
June 11, 2001 - October 6, 2015

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Current Firm

TD
TZERO DIGITAL ASSET SECURITIES, LLC

TZERO DIGITAL ASSET SECURITIES, LLC

CRD#: 316189 / SEC#: 8-70879
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

525 Washington Blvd Suite 300, Jersey City, NJ 07310

Mailing Address

525 Washington Blvd Suite 300, Jersey City, NJ 07310

Phone Number

(347) 380-7318

Established

Delaware since 06/02/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TZERO BROKER AND ADVISORY SERVICES LLCMEMBER—
DELAMORE, CARMENCCO6183196
KNIGHT, JAMES ATWOOD JRFINOP & PFO6513288
KONEVSKY, ALAN PWSTRATEGIC ADVISOR5972221
SAVINO, VANESSA MCLO5167032
VLASTAKIS, ALEXPRESIDENT, COO & POO4141268

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2000About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BD
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