Sara Ashmawy
Professional summary
Sara Ashmawy, CFP®, who also goes by Sara Assad Ashmawy, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Melville, New York and NYLIFE SECURITIES LLC located in Melville, New York.
Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Sara has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sara Ashmawy's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
April 23, 2018 - Present
EAGLE STRATEGIES LLC
Office #1: 520 Broad Hollow Road, Melville, NY 11747September 30, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: 520 Broad Hollow Rd., Melville, NY 11747Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2020)
(11/8/2021)
(1/8/2025)
(4/4/2018)
(4/23/2018)
(3/29/2018)
(8/3/2021)
(4/13/2020)
(3/18/2025)
(2/17/2022)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
