Brian P. Micciche

BANKERS LIFE ADVISORY SERVICES

Maumee, OH 43537

Some features on this profile are disabled

CRD#: 6521180

Professional summary

Brian Patrick Micciche, who also goes by Brian Micciche, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Maumee, Ohio and BANKERS LIFE SECURITIES, INC. located in Maumee, Ohio.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brian has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Micciche

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANKERS LIFE AND CASUALTY; NATURE OF BUSINESS: INSURANCE; INVESTMENT RELATED: NO ; 613 BALTIMORE DR, WILKES-BARRE, PA 18702; UNIT SALES SUPERVISOR AND INSURANCE AGENT; 02/2010; 160 HRS; 160 HRS; SALES AND SERVICE OF NON VARIABLE INSURANCE PRODUCTS. TRAIN AND MANAGE AGENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Micciche's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2019 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 1705 Indian Wood Cir, Ste 106, Maumee, OH 43537

RIA

CRD#: 281285

Maumee, OH

Current

January 15, 2016 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 1705 Indian Wood Circle Ste 105, Maumee, OH 43537

CRD#: 173962

Maumee, OH

Past

August 7, 2015 - February 5, 2016

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

WILKES BARRE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/24/2022)

California
(4/14/2021)

Colorado
(3/28/2017)

IAR

Colorado
(9/26/2019)

Florida
(4/14/2021)

Illinois
(2/27/2023)

Michigan
(10/8/2021)

Montana
(10/14/2022)

Nebraska
(7/5/2022)

New Hampshire
(2/14/2024)

Ohio
(6/17/2024)

IAR

Ohio
(6/18/2024)

Pennsylvania
(1/15/2016)

Texas
(9/16/2020)

Wyoming
(5/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/18/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/7/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Karen Jones

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Richmond, VA

Dean Phillips

LPL FINANCIAL LLC

IAR

Vero Beach, FL

Nicholas Chen-zhao

JEFFERIES LLC

NEW YORK, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian P. Micciche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Micciche's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2019

Series 63

Date: 8/26/2015

Series 7TO

Date: 5/18/2020

SIE

Date: 10/1/2018

Series 6

Date: 8/7/2015

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors