Phillip A. Germann
Professional summary
Phillip Arthur Germann, who also goes by Phillip Germann, is a registered financial professional currently at NPM SECURITIES, LLC located in New York, New York.
Phillip is registered as a RR (Registered Representative) and started their career in finance in 2015. Phillip has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phillip Arthur Germann's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2024 - Present
NPM SECURITIES, LLC
Office #1: 3 East 28th Street 7th Floor, New York, NY 10016June 12, 2017 - February 26, 2024
EQUITYZEN SECURITIES LLC
October 14, 2016 - May 16, 2017
STRATEGIC ADVISERS LLC
July 31, 2015 - May 12, 2017
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
NPM SECURITIES, LLC
CRD#: 168469 / SEC#: , 8-69312
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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