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James Raymond Newman

James R. Newman

ORG PARTNERS | Financial Advisor
Charlotte, NC 28226
Some features on this profile are disabled
CRD#: 6515904
James Raymond Newman

Professional summary

James Raymond Newman, CFP®, who also goes by James Raymond Newman, James Newman, is a registered financial advisor currently at ORG PARTNERS located in Charlotte, North Carolina.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. James has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

What are your service offerings?
Retirement Planning Strategies
Social Security Retirement Ben...
Investment Management
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

James Raymond Newman | James Newman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Licensed

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Raymond Newman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

February 3, 2025 - Present

ORG PARTNERS

Office #1: 2424 La Maison Dr, Charlotte, NC 28226
RIA
CRD#: 312728
Charlotte, NC
Past

March 10, 2021 - January 31, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
HICKORY, NC
Past

March 10, 2021 - January 31, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HICKORY, NC
Past

October 27, 2015 - March 16, 2021

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHARLOTTE, NC
Past

September 11, 2015 - March 16, 2021

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OP
ORG PARTNERS
ABMEYER WEALTH MANAGEMENT, LLC. | XARTIS WEALTH ADVISORY GROUP | WINDFALL HILL CAPITAL, LLC | WAY STREET FINANCIAL | WATERSTONE WEALTH | TINKER CAPITAL | THE CIRQUE FINANCIAL GROUP | ORG PARTNERS LLC | ORG PARTNERS | ELIAS FINANCIAL SERVICES, LLC | CORNELL WEALTH MANAGEMENT LLC | CONSTANCE WEALTH ADVISORS | CONSTANCE WEALTH | CENTURY WEALTH ADVISORS | CENTERPOINT FINANCIAL GROUP | CAP | BENCHMARK FINANCIAL ADVISORS

CRD#: 312728 / SEC#: 801-120444

RIA
Registered Investment Advisory firm - (3/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(2/3/2025)
IAR
South Carolina
(2/3/2025)
IAR
Texas
(2/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/26/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/11/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/23/2018
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/25/2018
General Securities Sales Supervisor - General Module Examination

Current Firm

OP
ORG PARTNERS
ABMEYER WEALTH MANAGEMENT, LLC. | XARTIS WEALTH ADVISORY GROUP | WINDFALL HILL CAPITAL, LLC | WAY STREET FINANCIAL | WATERSTONE WEALTH | TINKER CAPITAL | THE CIRQUE FINANCIAL GROUP | ORG PARTNERS LLC | ORG PARTNERS | ELIAS FINANCIAL SERVICES, LLC | CORNELL WEALTH MANAGEMENT LLC | CONSTANCE WEALTH ADVISORS | CONSTANCE WEALTH | CENTURY WEALTH ADVISORS | CENTERPOINT FINANCIAL GROUP | CAP | BENCHMARK FINANCIAL ADVISORS

CRD#: 312728 / SEC#: 801-120444

RIA
Registered Investment Advisory firm - (3/18/2021 Approved)
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Contact information

Main Address
5001 Spring Valley Rd Suite 810w, Dallas, TX 75244
Mailing Address
Phone number
(260) 469-9173
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ORG PARTNERS WRAP BROCHURE (8/27/2025)
ORG PARTNERS ADV2A BROCHURE (8/27/2025)

Regulatory assets under management

Total Number of Accounts1,747
AUM (Assets Under Management)$ 772,570,633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ORG PARTNERS

Financial AdvisorCRD#: 312728Charlotte, NC 28226

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Contact information

(xxx) xxx-xxxx
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