Emmanuel Chavez
Professional Summary
Emmanuel Chavez is a registered financial advisor currently at CION SECURITIES, LLC located in Beverly Hills, California. Emmanuel is registered as a RR (Registered Representative) and started their career in finance in 2020. Emmanuel has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CION INVESTMENTS | OSPREY SECURITIES CORP. | ICON SECURITIES, LLC | ICON SECURITIES CORP. | ICON SECURITIES CORP | ICON INVESTMENTS | ICG SECURITIES CORP. | CION SECURITIES, LLC
Contact Information
Main Address
100 Park Avenue 25th Floor, New York, NY 10017Mailing Address
100 Park Avenue 25th Floor, New York, NY 10017Phone Number
(212) 418-4700Established
Delaware since 01/02/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/11/2025)
(3/27/2025)
(5/19/2026)
(12/17/2024)
(11/11/2025)
(3/27/2025)
(5/19/2026)
(3/27/2025)
(3/27/2025)
(5/19/2026)
(12/17/2024)
(5/19/2026)
(3/27/2025)
(5/19/2026)
(3/27/2025)
(3/27/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Emmanuel Chavez's CRS (Customer Relationship Summary).
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