Sara F. Levin
Professional summary
Sara Frances Levin is a registered financial professional currently at WALLACHBETH CAPITAL LLC located in Boca Raton, Florida.
Sara is registered as a RR (Registered Representative) and started their career in finance in 2015. Sara has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sara Frances Levin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2017 - Present
WALLACHBETH CAPITAL LLC
Office #1: 1001 Yamato Rd. Suite 404, Boca Raton, FL 33431May 25, 2016 - November 20, 2017
FORESIDE FUND SERVICES, LLC
September 24, 2015 - April 1, 2016
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(11/27/2017)
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Exams
FINRA
Nasdaq Stock Market
Current Firm
WALLACHBETH CAPITAL LLC
CRD#: 147853 / SEC#: , 8-67936
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
WALLACHBETH CAPITAL LLC
CRD#: 147853Boca Raton, FL 33431TRUST BUT VERIFY
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