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JA

Jessie Arriola

ALLARIA SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6514714
JA

Professional summary

Jessie Arriola, who also goes by Jessie Kimble Arriola, Jessie Cruzado, Jessie Kimble Cruzado Vales, is a registered financial professional currently at ALLARIA SECURITIES, LLC located in Miami, Florida.

Jessie is registered as a RR (Registered Representative) and started their career in finance in 2017. Jessie has worked at 2 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jessie Kimble Arriola | Jessie Cruzado | Jessie Kimble Cruzado Vales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jessie Arriola's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 22, 2022 - Present

ALLARIA SECURITIES, LLC

Office #1: 1110 Brickell Avenue Suite 603, Miami, FL 33131
BD
CRD#: 286504
Miami, FL
Past

October 1, 2018 - June 6, 2022

ALLARIA SECURITIES, LLC

BD
CRD#: 286504
MIAMI, FL
Past

May 5, 2017 - September 14, 2018

CGIS SECURITIES LLC

BD
CRD#: 155984
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 9/14/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 5/5/2017
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALLARIA SECURITIES, LLC
ALLARIA SECURITIES, LLC

CRD#: 286504 / SEC#: , 8-69891

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1110 Brickell Avenue Suite 603, Miami, FL 33131
Mailing Address
1110 Brickell Avenue Suite 603, Miami, FL 33131
Phone number
(786) 686-5400
Established
Florida since 11/10/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLARIA LATAM INVESTMENT SERVICES, INCMEMBER
CATOGGIO, STELLA MCHIEF EXECUTIVE OFFICER2987511
GONZALES, PHILIPPE ROGERCHIEF COMPLIANCE OFFICER5667179
RODRIGUEZ, AARON NETZAHUALCOYOTLFINOP5421965
ROWE, KEVIN ANTHONYDIRECTOR OF REGULATORY AFFAIRS4641264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLARIA SECURITIES, LLC

CRD#: 286504Miami, FL 33131

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