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Jessie Arriola

ALLARIA SECURITIES
MIAMI, FL
·CRD# 6514714·9 years experience

Professional Summary

Jessie Arriola, who also goes by Jessie Kimble Arriola, Jessie Cruzado, Jessie Kimble Cruzado Vales, is a registered financial advisor currently at ALLARIA SECURITIES, LLC located in Miami, Florida. Jessie is registered as a RR (Registered Representative) and started their career in finance in 2017. Jessie has worked at 2 firms and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jessie Kimble Arriola, Jessie Cruzado, Jessie Kimble Cruzado Vales

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

ALLARIA SECURITIES, LLC·CRD# 286504
BD
1110 Brickell Avenue Suite 603, Miami, FL 33131
July 22, 2022 - Present
ALLARIA SECURITIES, LLC·CRD# 286504
BD
Miami, FL
October 1, 2018 - June 6, 2022
CGIS SECURITIES LLC·CRD# 155984
BD
Miami, FL
May 5, 2017 - September 14, 2018

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Current Firm

AS
ALLARIA SECURITIES, LLC

ALLARIA SECURITIES, LLC

CRD#: 286504 / SEC#: 8-69891
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1110 Brickell Avenue Suite 603, Miami, FL 33131

Mailing Address

1110 Brickell Avenue Suite 603, Miami, FL 33131

Phone Number

(786) 686-5400

Established

Florida since 11/10/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLARIA LATAM INVESTMENT SERVICES, INCMEMBER—
CATOGGIO, STELLA MCHIEF EXECUTIVE OFFICER2987511
PARDO, FERNANDOCHIEF COMPLIANCE OFFICER/AMLCO6171442
RODRIGUEZ, AARON NETZAHUALCOYOTLFINOP5421965
ROWE, KEVIN ANTHONYDIRECTOR OF REGULATORY AFFAIRS4641264

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed May 2017About the Series 99 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jessie Arriola's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JA
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