Stella M Catoggio
Professional Summary
Stella M Catoggio, who also goes by Stella Maris Catoggio, Tely Catoggio, is a registered financial advisor currently at ALLARIA SECURITIES, LLC located in Miami, Florida. Stella is registered as a RR (Registered Representative) and started their career in finance in 1998. Stella has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stella Maris Catoggio, Tely Catoggio
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ALLARIA SECURITIES, LLC
Contact Information
Main Address
1110 Brickell Avenue Suite 603, Miami, FL 33131Mailing Address
1110 Brickell Avenue Suite 603, Miami, FL 33131Phone Number
(786) 686-5400Established
Florida since 11/10/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/16/2019)
(11/21/2018)
(10/1/2018)
(10/11/2018)
(2/11/2019)
(11/20/2018)
(10/15/2018)
(1/3/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2004SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stella M Catoggio's CRS (Customer Relationship Summary).
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