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Fernando Pardo

ALLARIA ASSET MANAGEMENT
MIAMI, FL
·CRD# 6171442·8 years experience

Professional Summary

Fernando Pardo, who also goes by Fernie Pardo, is a registered financial advisor currently at ALLARIA ASSET MANAGEMENT, LLC located in Miami, Florida and ALLARIA SECURITIES, LLC located in Miami, Florida. Fernando is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Fernando has worked at 7 firms and has passed the Series 65, Series 63, Series 82TO, Series 57TO, Series 50, Series 52TO, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fernie Pardo

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

ALLARIA ASSET MANAGEMENT, LLC·CRD# 287513
RIA
1110 Brickell Avenue Suite 603, Miami, FL 33131
February 17, 2026 - Present
ALLARIA SECURITIES, LLC·CRD# 286504
BD
1110 Brickell Avenue Suite 603, Miami, FL 33131
February 3, 2026 - Present
KOVACK ADVISORS, INC.·CRD# 140808
RIA
Fort Lauderdale, FL
August 16, 2023 - February 9, 2026
KOVACK SECURITIES INC.·CRD# 44848
BD
Pompano Beach, FL
August 14, 2023 - February 9, 2026
CREDICORP CAPITAL ADVISORS LLC·CRD# 290081
RIA
Miami, FL
January 19, 2022 - August 15, 2023
CREDICORP CAPITAL LLC·CRD# 136791
BD
Miami, FL
June 23, 2021 - August 15, 2023
STONEX FINANCIAL INC.·CRD# 45993
BD
Boca Raton, FL
November 6, 2018 - April 22, 2021

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Current Firm

AA
ALLARIA ASSET MANAGEMENT, LLC

ALLARIA ASSET MANAGEMENT, LLC

CRD#: 287513 / SEC#: 801-125025
RIA
Registered Investment Advisory firm - SEC (5/13/2022 Approved)
Florida
Registered Investment Advisory firm - Florida (5/19/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1110 Brickell Avenue Suite 603, Miami, FL 33131

Phone Number

(786) 686-5400

# of Employees

6

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALLARIA ASSET MANAGEMENT BROCHURE (4/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

19

AUM (Assets Under Management)

$179,573,228

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Allaria Asset Management LLC - Compliance Consultant - Start 02/2026 - 5hrs per month

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALLARIA ASSET MANAGEMENT, LLC

ALLARIA ASSET MANAGEMENT, LLC

CRD#: 287513 / SEC#: 801-125025
RIA
Registered Investment Advisory firm - SEC (5/13/2022 Approved)
Florida
Registered Investment Advisory firm - Florida (5/19/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/3/2026)
IAR
Florida
(2/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2018About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Mar 2025About the Series 82TO exam

Series 57TO — Securities Trader Exam

Passed Jun 2024About the Series 57TO exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Dec 2023About the Series 50 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jul 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 3 — National Commodity Futures Examination

Passed Oct 2020About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2018About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Mar 2026About the Series 14 exam

Series 54 — Municipal Advisor Principal Qualification Examination

Passed Jan 2024About the Series 54 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2023About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2022About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Fernando Pardo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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