Brandon M. Nicodemo
Professional summary
Brandon Michael Nicodemo is a registered financial professional currently at DOWLING & PARTNERS SECURITIES LLC located in New York, New York.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2015. Brandon has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Michael Nicodemo's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2024 - Present
DOWLING & PARTNERS SECURITIES LLC
Office #1: 1270 Avenue Of The Americas Suite 930, New York, NY 10020August 22, 2017 - April 29, 2024
HALES SECURITIES, LLC
September 4, 2015 - August 21, 2017
NEWOAK CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2024)
Exams
FINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746 / SEC#: , 8-35658
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| HANLEY, JOSEPH PATRICK JR | HEAD TRADER | 3060247 |
| HILBIE, KRISTA ANN | CHIEF COMPLIANCE OFFICER | 1712680 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP | 4710715 |
Red Flags
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