Aaron J. Salter
CORNERSTONE WEALTH PLANNING
Charlotte, NC 28277
Some features on this profile are disabled
CRD#: 6511293
Professional summary
Aaron Joel Salter, CFP® is a registered financial advisor currently at CORNERSTONE WEALTH PLANNING located in Charlotte, North Carolina.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Aaron has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Salter is an investment adviser representative with Cornerstone Planning. This is his full time occupation. Mr. Salter is registered with Asset Dedication as a solicitor solely due to the third-party investment management services provided by Asset Dedication to clients of Cornerstone Planning and the sharing of client' fees as a result.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Joel Salter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
June 29, 2015 - Present
CORNERSTONE WEALTH PLANNING
Office #1: 7810 Ballantyne Commons Parkway Suite 200, Charlotte, NC 28277RIA
CRD#: 166886
Charlotte, NC
Past
January 3, 2018 - December 31, 2021
ASSET DEDICATION, LLC
RIA
CRD#: 151988
Matthews, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH PLANNING
CORNERSTONE FINANCIAL PLANNING LLC | RETIREMENT COURSE REGISTRATION | CORNERSTONE WEALTH PLANNING | CORNERSTONE PLANNING, LLC
CRD#: 166886 / SEC#: 801-119224
RIA
Registered Investment Advisory firm - (7/31/2020 Approved)North Carolina
Registered Investment Advisory firm - (8/19/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/18/2020 Terminated)Texas
Registered Investment Advisory firm - (8/18/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(6/29/2015)
Current Firm
CW
CORNERSTONE WEALTH PLANNING
CORNERSTONE FINANCIAL PLANNING LLC | RETIREMENT COURSE REGISTRATION | CORNERSTONE WEALTH PLANNING | CORNERSTONE PLANNING, LLC
CRD#: 166886 / SEC#: 801-119224
RIA
Registered Investment Advisory firm - (7/31/2020 Approved)North Carolina
Registered Investment Advisory firm - (8/19/2020 Terminated)South Carolina
Registered Investment Advisory firm - (8/18/2020 Terminated)Texas
Registered Investment Advisory firm - (8/18/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7810 Ballantyne Commons Parkway Suite 200, Charlotte, NC 28277
Mailing Address
Phone number
(704) 849-0123
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,113 |
| AUM (Assets Under Management) | $ 377,153,984 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
