Louis David Roque

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years registered in the securities industry

Current & Past Employments

Current

AON SECURITIES LLCCurrent·CRD# 4138

RIA

BD

1100 Virginia Drive Suite 250, Fort Washington, PA 19034

November 3, 2026 - Present

Past

J.P. MORGAN SECURITIES LLCPast·CRD# 79

BD

Royersford, PA

May 17, 2024 - September 22, 2025

CITIZENS SECURITIES, INC.Past·CRD# 39550

RIA

Lansdale, PA

November 2, 2017 - December 31, 2020

CITIZENS SECURITIES, INC.Past·CRD# 39550

BD

Lansdale, PA

October 5, 2015 - December 31, 2020

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Current Firm

AON SECURITIES LLC

CRD#: 4138 / SEC#: 801-106546, 8-14953

RIA

Registered Investment Advisory firm - SEC (9/1/2015 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 East Randolph Street, Chicago, IL 60601

Mailing Address

200 East Randolph Street, Chicago, IL 60601

Phone Number

(312) 381-4488

Established

Delaware since 09/11/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

14

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

AON SECURITIES FORM ADV PART 2A BROCHURE (3/26/2026)

Direct owners and executive officers

Name	Position	CRD#
AON GROUP, INC.	SHAREHOLDER	—
AS HOLDINGS, INC.	SHAREHOLDER	—
CHAMBLEY, JEFFREY TODD	DIRECTOR	3129456
DELANEY, WILLIAM LEO JR	DIRECTOR (01/1999)/PRESIDENT (06/2000)/GENERAL SECURITIES PRINCIPAL (01/2001)	1997937
EHRHART, BRYON GERARD	DIRECTOR (05/2002)	2932770
MACKUNIS, KENNETH JAMES	DIRECTOR	2612504
MONAGHAN, KATHLEEN NICOLE	DIRECTOR	6833059
MORRIS, GREGORY PAUL	CHIEF COMPLIANCE OFFICER	1317320
PASALICH, MAGDALINE GARRIS	DIRECTOR, CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	7143931
PENNAY, RICHARD ERIK CHARLES	CEO (10/2024), DIRECTOR	5475857
WARD, BRYAN RICHARD	DIRECTOR	3107835

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AON SECURITIES LLC

CRD#: 4138 / SEC#: 801-106546, 8-14953

RIA

Registered Investment Advisory firm - SEC (9/1/2015 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(11/3/2026)

RR

Alaska
(11/3/2026)

RR

Arizona
(11/3/2026)

RR

Arkansas
(11/3/2026)

RR

California
(11/3/2026)

RR

Colorado
(11/3/2026)

RR

Connecticut
(11/3/2026)

RR

Delaware
(11/3/2026)

RR

District of Columbia
(11/3/2026)

RR

Florida
(11/3/2026)

RR

Georgia
(11/3/2026)

RR

Hawaii
(11/3/2026)

RR

Idaho
(11/3/2026)

RR

Illinois
(11/3/2026)

RR

Indiana
(11/3/2026)

RR

Iowa
(11/3/2026)

RR

Kansas
(11/3/2026)

RR

Kentucky
(11/3/2026)

RR

Louisiana
(11/3/2026)

RR

Maine
(11/3/2026)

RR

Maryland
(11/3/2026)

RR

Massachusetts
(11/3/2026)

RR

Michigan
(11/3/2026)

RR

Minnesota
(11/3/2026)

RR

Mississippi
(11/3/2026)

RR

Missouri
(11/3/2026)

RR

Montana
(11/3/2026)

RR

Nebraska
(11/3/2026)

RR

Nevada
(11/3/2026)

RR

New Hampshire
(11/3/2026)

RR

New Jersey
(11/3/2026)

RR

New Mexico
(11/3/2026)

RR

New York
(11/3/2026)

RR

North Carolina
(11/3/2026)

RR

North Dakota
(11/3/2026)

RR

Ohio
(11/3/2026)

RR

Oklahoma
(11/3/2026)

RR

Oregon
(11/3/2026)

RR

Pennsylvania
(11/3/2026)

RR

Rhode Island
(11/3/2026)

RR

South Carolina
(11/3/2026)

RR

South Dakota
(11/3/2026)

RR

Tennessee
(11/3/2026)

RR

Texas
(11/3/2026)

RR

Utah
(11/3/2026)

RR

Vermont
(11/3/2026)

RR

Virginia
(11/3/2026)

RR

Washington
(11/3/2026)

RR

West Virginia
(11/3/2026)

RR

Wisconsin
(11/3/2026)

RR

Wyoming
(11/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.