Christopher D. Roberts
Professional summary
Christopher Dee Roberts is a registered financial professional currently at FINANCIAL SENSE SECURITIES, INC. located in San Diego, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Dee Roberts's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2024 - Present
FINANCIAL SENSE SECURITIES, INC.
Office #1: 10920 Via Frontera Suite 500, San Diego, CA 92127December 23, 2020 - February 8, 2022
PUBVEST SECURITIES, LLC
November 8, 2019 - April 8, 2020
BANYAN TREE SECURITIES, LLC
October 4, 2019 - April 20, 2020
RETIREONE INVESTMENT SERVICES, LLC
August 28, 2018 - July 1, 2019
OPUS FINANCIAL PARTNERS, LLC
January 2, 2018 - September 3, 2020
FUNDING CIRCLE SECURITIES LLC
July 12, 2017 - June 12, 2018
CARTA SECURITIES, LLC
July 12, 2017 - March 13, 2020
PUBVEST SECURITIES, LLC
April 18, 2017 - January 2, 2018
OPUS FINANCIAL PARTNERS, LLC
January 3, 2017 - April 16, 2020
CVCAPITAL SECURITIES, LLC
June 29, 2015 - December 4, 2023
GORDIAN INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2025)
(11/27/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FINANCIAL SENSE SECURITIES, INC.
CRD#: 39301 / SEC#: , 8-48630
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
