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CRD#: 39301
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FINANCIAL SENSE SECURITIES, INC. is located at 10920 Via Frontera Suite 500, San Diego, CA 92127 and was first established at Los Angeles, California in 08/22/1995. After operating for 30 years, FINANCIAL SENSE SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FINANCIAL SENSE SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. FINANCIAL SENSE SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FINANCIAL SENSE SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FINANCIAL SENSE SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FINANCIAL SENSE SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FINANCIAL SENSE SECURITIES, INC. Comes From

Understanding the Statistics for FINANCIAL SENSE SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
10920 Via Frontera Suite 500, San Diego, CA 92127
Mailing Address
10920 Via Frontera Suite 500, San Diego, CA 92127
Firm Size
Small
Phone Number
(858) 487-3939
Established
California since 08/22/1995
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FINANCIAL SENSE ADVISORS, INC.SHAREHOLDER111090
PUPLAVA, JAMES JOSEPHCEO & CCO736091
PUPLAVA, JAMES JOSEPHPRESIDENT736091
PUPLAVA, MARY BESTSECRETARY2662349
ROBERTS, CHRISTOPHER DEEFINOP6505465

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Advisor's working at FINANCIAL SENSE SECURITIES, INC.

WP

William Terry Puplava

IAR
RR
CRD#: 2027125
Location:
Scottsdale, AZ
Company:
FINANCIAL SENSE ADVISORS, INC.
Disclosures:
Experience:
36 years
View Profile
XS

Xavier I Stonehouse

Xavier Ignacio Stonehouse
IAR
RR
CRD#: 7419307
Location:
San Diego, CA 92127
Company:
FINANCIAL SENSE ADVISORS, INC.
Disclosures:
Experience:
3 years
View Profile
NK

Nicholas D Kile

Nicholas Donnavan Kile
IAR
RR
CRD#: 7777842
Location:
San Diego, CA 92127
Company:
FINANCIAL SENSE ADVISORS, INC.
Disclosures:
Experience:
1 year
View Profile
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