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Christopher Dee Roberts

FINANCIAL SENSE SECURITIES
SAN DIEGO, CA
·CRD# 6505465·11 years experience

Professional Summary

Christopher Dee Roberts is a registered financial advisor currently at FINANCIAL SENSE SECURITIES, INC. located in San Diego, California. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

FINANCIAL SENSE SECURITIES, INC.·CRD# 39301
BD
10920 Via Frontera Suite 500, San Diego, CA 92127
November 27, 2024 - Present
PUBVEST SECURITIES, LLC·CRD# 166428
BD
Lafayette, CA
December 23, 2020 - February 8, 2022
BANYAN TREE SECURITIES, LLC·CRD# 171479
BD
Torrance, CA
November 8, 2019 - April 8, 2020
RETIREONE INVESTMENT SERVICES, LLC·CRD# 269923
BD
Louisville, KY
October 4, 2019 - April 20, 2020
OPUS FINANCIAL PARTNERS, LLC·CRD# 172146
BD
Irvine, CA
August 28, 2018 - July 1, 2019
FUNDING CIRCLE SECURITIES LLC·CRD# 149479
BD
San Francisco, CA
January 2, 2018 - September 3, 2020
CARTA SECURITIES, LLC·CRD# 282086
BD
San Francisco, CA
July 12, 2017 - June 12, 2018
PUBVEST SECURITIES, LLC·CRD# 166428
BD
Lafayette, CA
July 12, 2017 - March 13, 2020
OPUS FINANCIAL PARTNERS, LLC·CRD# 172146
BD
Irvine, CA
April 18, 2017 - January 2, 2018
CVCAPITAL SECURITIES, LLC·CRD# 152765
BD
Palo Alto, CA
January 3, 2017 - April 16, 2020
GORDIAN INVESTMENTS, LLC·CRD# 158611
BD
Oregon House, CA
June 29, 2015 - December 4, 2023

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Current Firm

FS
FINANCIAL SENSE SECURITIES, INC.

FINANCIAL SENSE SECURITIES, INC. | PUPLAVA SECURITIES, INC. | FINANCIAL SENSE WEALTH MANAGEMENT

CRD#: 39301 / SEC#: 8-48630
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

10920 Via Frontera Suite 500, San Diego, CA 92127

Mailing Address

10920 Via Frontera Suite 500, San Diego, CA 92127

Phone Number

(858) 487-3939

Established

California since 08/22/1995

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINANCIAL SENSE ADVISORS, INC.SHAREHOLDER111090
PUPLAVA, JAMES JOSEPHCEO & CCO736091
PUPLAVA, JAMES JOSEPHPRESIDENT736091
PUPLAVA, MARY BESTSECRETARY2662349
ROBERTS, CHRISTOPHER DEEFINOP6505465

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
South Dakota
(7/9/2025)
RR
Utah
(11/27/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2015About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2016About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Mar 2024About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Nov 2016About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2015About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Dee Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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