JM
Jacqueline A. Mallinson
VERITY ASSET MANAGEMENT
RONKONKOMA, NY 11779-7600
Some features on this profile are disabled
CRD#: 6505117
JM
Professional summary
Jacqueline Ann Mallinson, who also goes by Jackie Mallinson, Jackie Menna, Jacqueline Menna, is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Ronkonkoma, New York and VERITY INVESTMENTS, INC. located in Ronkonkoma, New York.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jacqueline has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jackie Mallinson | Jackie Menna | Jacqueline Menna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Jacqueline A. Menna Advisors, Inc.; Not investment-related; Mt. Sinai, NY; Pass-through entity; Owner; President; 06/2018; 1 hour per month; 1 during market hours; S-Corp where I'm owner to help run payroll from investment business. 2) Menna Wealth Planning Group, Inc.; Not investment-related; Mt. Sinai, NY; Financial planning; Officer; President; 05/2020; 10 hours per month; 10 during market hours; President of organization, pay bills, actively obtain clients, reps, etc. 3) Jackie's Craft Room/Getting Jackie With It; Not investment-related; Mt Sinai, NY; Crafting; Sole owner; 07/2019; 10 hours per month; 0 during market hours; Create crafts/take orders and mail them out. 4) Notary Public; Not investment-related; Mt Sinai, NY; Notary; Public Notary; Public Notary; 09/2021; 1 hour per month; 1 during market hours; Public Notary. 5) Verity Financial Group, Inc.; Not investment-related; Durham, NC; Insurance agency; Agent; Independent Contractor; 07/2020; 1 hours per month; 1 during market hours; Insurance and annuity products. 6) Verity Asset Management, Inc.; Investment-related; Durham NC; Registered Investment Adviser; Contractor; Investment advisor representative; 07/2020; 160 hours per month; 160 during market hours; Investment advisory services.
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Ann Mallinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2021 - Present
VERITY ASSET MANAGEMENT
Office #1: 3075 Veterans Memorial Hwy Ste 130, Ronkonkoma, NY 11779-7600RIA
CRD#: 158667
RONKONKOMA, NY
Current
July 13, 2020 - Present
VERITY INVESTMENTS, INC.
Office #1: 3075 Veterans Memorial Highway Suite 130, Ronkonkoma, NY 11779BD
CRD#: 41527
Ronkonkoma, NY
Past
July 12, 2019 - July 30, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
MELVILLE, NY
Past
October 10, 2017 - May 13, 2019
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
FARMINGVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/21/2020)
RR
Colorado(8/12/2021)
RR
Connecticut(7/13/2020)
RR
Delaware(1/23/2025)
RR
Florida(7/13/2020)
RR
Massachusetts(12/10/2020)
IAR
New Hampshire(10/26/2021)
RR
New York(7/13/2020)
IAR
New York(10/28/2021)
RR
North Carolina(11/4/2020)
RR
Pennsylvania(10/12/2020)
RR
South Carolina(7/13/2020)
IAR
Texas(1/18/2025)
RR
Texas(7/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
280 S Mangum St Ste 550, Durham, NC 27701-3676
Mailing Address
Phone number
(919) 490-6717
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
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