AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JM

Joshua I. Messina

INCRED SECURITIES
New York, NY 10017
CRD#: 6504500
Some features on this profile are disabled
JM
Joshua Ian MessinaINCRED SECURITIES

Professional summary


Joshua Ian Messina, who also goes by Joshua Messina, is a registered financial professional currently at INCRED SECURITIES INC located in New York, New York and JM FINANCIAL SECURITIES, INC. located in New York, New York.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2015. Joshua has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joshua Messina

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joshua Ian Messina's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 20, 2026 - Present

INCRED SECURITIES INC

Office #1: 12 E 49th Street Floor 11, Office 1111, New York, NY 10017Office #2: 12 E 49th Street, Floor 11 Office 1111, New York, NY 10017
BD
CRD#: 337237
New York, NY
Current

June 1, 2026 - Present

JM FINANCIAL SECURITIES, INC.

Office #1: 1177 Avenue Of The Americas 5th Floor, Office No. 5045 And 5046, New York, NY 10036
BD
CRD#: 166504
NEW YORK, NY
Past

May 9, 2024 - December 15, 2024

WEDBUSH SECURITIES INC.

BD
CRD#: 877
NEW YORK, NY
Past

May 31, 2022 - May 10, 2024

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

BD
CRD#: 131487
NEW YORK, NY
Past

December 16, 2015 - December 3, 2021

RABO SECURITIES USA, INC.

BD
CRD#: 122657
NEW YORK, NY
Past

August 14, 2015 - November 30, 2015

BREVAN HOWARD US LLC

BD
CRD#: 150662
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/21/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 3/16/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm


JF
JM FINANCIAL SECURITIES, INC.
JM FINANCIAL SECURITIES, INC.

CRD#: 166504 / SEC#: , 8-69218

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information


Main Address
1325 Avenue Of The Americas 27th Floor, Office No. 2715, New York, NY 10019
Mailing Address
1325 Avenue Of The Americas 27th Floor, Office 2715, New York, NY 10019
Phone number
+1 (332) 900-4958
Established
Delaware since 06/19/2012
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
JM FINANCIAL OVERSEAS HOLDINGS PRIVATE LIMITEDOWNER162305
ABBRUZZESE, EMILY COPELANDFINOP4606343
DAS, ARUNAVA ALOKECEO6410826
HURD, JONATHAN SCOTTCHIEF COMPLIANCE OFFICER4159864
JHAVERI, ANKUR ASHWINDIRECTOR8041574

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JM FINANCIAL SECURITIES, INC.

CRD#: 166504New York, NY 10017

TRUST BUT VERIFY

Monitor Joshua Messina

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Anita Narendra Srivastava
Anita SrivastavaAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Paramus, NJ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.