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CRD#: 166504
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

JM FINANCIAL SECURITIES, INC. is located at 1325 Avenue Of The Americas 27th Floor, Office No. 2715, New York, NY 10019 and was first established at New York, Delaware in 06/19/2012. After operating for 13 years, JM FINANCIAL SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of JM FINANCIAL SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. JM FINANCIAL SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at JM FINANCIAL SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access JM FINANCIAL SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at JM FINANCIAL SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for JM FINANCIAL SECURITIES, INC. Comes From

Understanding the Statistics for JM FINANCIAL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1325 Avenue Of The Americas 27th Floor, Office No. 2715, New York, NY 10019
Mailing Address
1325 Avenue Of The Americas 27th Floor, Office 2715, New York, NY 10019
Firm Size
Small
Phone Number
+1 (332) 900-4958
Established
Delaware since 06/19/2012
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
JM FINANCIAL OVERSEAS HOLDINGS PRIVATE LIMITEDOWNER162305
ABBRUZZESE, EMILY COPELANDFINOP4606343
DAS, ARUNAVA ALOKECEO6410826
HURD, JONATHAN SCOTTCHIEF COMPLIANCE OFFICER4159864
JHAVERI, ANKUR ASHWINDIRECTOR8041574

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Advisor's working at JM FINANCIAL SECURITIES, INC.

JH

Jonathan Scott Hurd

RR
CRD#: 4159864
Location:
New York, NY 10019
Company:
JM FINANCIAL SECURITIES, INC.
Disclosures:
Experience:
25 years
View Profile
EA

Emily Copeland Abbruzzese

Emily Copeland Sagenkahn
RR
CRD#: 4606343
Location:
New York, NY 10281
Company:
ALLIED MILLENNIAL PARTNERS, LLC
Disclosures:
Experience:
23 years
View Profile
OS

Olivia Scuteri

RR
CRD#: 7024106
Location:
New York, NY 10019
Company:
JM FINANCIAL SECURITIES, INC.
Disclosures:
Experience:
2 years
View Profile
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