AO
Aaron D. Oborn
CONCORDE ASSET MANAGEMENT
Boulder City, NV
Some features on this profile are disabled
CRD#: 6504416
AO
Professional summary
Aaron Dana Oborn, who also goes by Aaron Dana Oborn, Aaron Oborn, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Boulder City, Nevada and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Aaron has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron Dana Oborn | Aaron Oborn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Dana Oborn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2026 - Present
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Boulder City, NV
Current
May 16, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108BD
CRD#: 151604
Ann Arbor, MI
Past
June 2, 2023 - January 17, 2025
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Boulder City, NV
Past
June 14, 2022 - January 6, 2026
BANGERTER FINANCIAL SERVICES, INC.
RIA
CRD#: 171939
BOULDER CITY, NV
Past
May 17, 2021 - November 5, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HENDERSON, NV
Past
May 7, 2021 - November 5, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HENDERSON, NV
Past
July 12, 2019 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Roseville, CA
Past
July 12, 2019 - January 11, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
ROSEVILLE, CA
Past
July 12, 2019 - January 11, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
ROSEVILLE, CA
Past
July 13, 2018 - June 12, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
March 8, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SACRAMENTO, CA
Past
July 10, 2015 - June 11, 2019
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SACRAMENTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/16/2022)
RR
Colorado(2/20/2026)
RR
Florida(5/19/2023)
RR
Georgia(10/9/2023)
RR
Indiana(11/14/2022)
RR
Kansas(7/18/2023)
RR
Missouri(6/27/2023)
RR
Nevada(5/16/2022)
IAR
Nevada(1/28/2026)
RR
Ohio(2/16/2026)
RR
Texas(11/8/2022)
RR
Wyoming(6/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
