AO
Aaron D. Oborn
BANGERTER FINANCIAL SERVICES
BOULDER CITY, NV
Some features on this profile are disabled
CRD#: 6504416
AO
Professional summary
Aaron Dana Oborn, who also goes by Aaron Dana Oborn, Aaron Oborn, is a registered financial advisor currently at BANGERTER FINANCIAL SERVICES, INC. located in Boulder City, Nevada and CONCORDE INVESTMENT SERVICES, LLC located in Roseville, California.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Aaron has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron Dana Oborn | Aaron Oborn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ReMax Commercial Solutions, Investment related, Las Vegas, NV. Commerical Real Estate Brokering, Managing Director. commericial real estate sales/lease/purchase/development/property management, referrals. Start date: March 2022. 1-5 hours/month during non trading hours, 11-20 during trading hours. 2) Bangerter Financial Services, LLC. Investment related. Roseville, CA. DBA for securities related activities, and Investment Advisor Representative. Financial Advisor. Start date: 06/2022. Full time during trading hours. 3) HST, Non investment related, 1016 Woodacre Drive, Boulder City, NV 89005, Agent, health insurance sales, Start date 10/31/2022, 6-10 hours/month during non trading hours, 1-5 hours/month during trading hours. 4) Oborn Properties LLC, Non Investment related, Boulder City NV, LLC is not being used for any purpose presently, Member, Start date 10/01/2021, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 5) Lakeview Management Services LLC, Non Investment related, S-Corp for tax filing, no business is conducted, Manager, Statrt date 01/2/2023. 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 6) Kasminoff, Oborn & Associates Tax and Wealth Management. Investment related, Boulder City, NV. Advisor, providing financial planning for clients. Start date 04/22/2025. 6-10 hours/month during trading hours, 6-10 hours/month during non-trading hours. 7) Lakeview Management Services, Non-Investment Related. Sales & installation of solar panels on residential/commercial buildings. Boulder City, NV. Salesman, start date: 07/21/2025. 1-5 hours/month during non-trading hours, 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Dana Oborn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2022 - Present
BANGERTER FINANCIAL SERVICES, INC.
RIA
CRD#: 171939
BOULDER CITY, NV
Current
May 16, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 1380 Lead Hill Blvd Suite 180, Roseville, CA 95661BD
CRD#: 151604
Roseville, CA
Past
June 2, 2023 - January 17, 2025
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Boulder City, NV
Past
May 17, 2021 - November 5, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HENDERSON, NV
Past
May 7, 2021 - November 5, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HENDERSON, NV
Past
July 12, 2019 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Roseville, CA
Past
July 12, 2019 - January 11, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
ROSEVILLE, CA
Past
July 12, 2019 - January 11, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
ROSEVILLE, CA
Past
July 13, 2018 - June 12, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
March 8, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SACRAMENTO, CA
Past
July 10, 2015 - June 11, 2019
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SACRAMENTO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/16/2022)
IAR
California(6/14/2022)
RR
Florida(5/19/2023)
RR
Georgia(10/9/2023)
RR
Indiana(11/14/2022)
RR
Kansas(7/18/2023)
RR
Missouri(6/27/2023)
RR
Nevada(5/16/2022)
IAR
Nevada(9/6/2022)
RR
Texas(11/8/2022)
RR
Wyoming(6/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BANGERTER FINANCIAL SERVICES, INC.
BANGERTER FINANCIAL AND INSURANCE SERVICES, INC. | BANGERTER FINANCIAL SERVICES, INC.
CRD#: 171939 / SEC#:
California
Registered Investment Advisory firm - (10/20/2014 Approved)Florida
Registered Investment Advisory firm - (11/16/2022 Approved)Georgia
Registered Investment Advisory firm - (4/26/2024 Approved)Louisiana
Registered Investment Advisory firm - (3/28/2024 Terminated)Maryland
Registered Investment Advisory firm - (6/25/2025 Approved)Nevada
Registered Investment Advisory firm - (8/30/2022 Approved)Texas
Registered Investment Advisory firm - (12/6/2021 Conditional Restricted)Utah
Registered Investment Advisory firm - (10/13/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1380 Lead Hill Blvd Suite 180, Roseville, CA 95661
Mailing Address
Phone number
(916) 965-1879
Established
Firm type
Fiscal year end
# of Employees
8
Regulatory assets under management
| Total Number of Accounts | 320 |
| AUM (Assets Under Management) | $ 68,785,486 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
