Thomas James Gordon
Professional Summary
Thomas James Gordon is a registered financial advisor currently at PANTHEON SECURITIES, LLC located in Chicago, Illinois. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
PANTHEON SECURITIES, LLC
Contact Information
Main Address
660 Fifth Avenue 8th Floor, New York, NY 10103Mailing Address
660 Fifth Avenue 8th Floor, New York, NY 10103Phone Number
(212) 205-2000Established
Delaware since 08/24/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/13/2025)
(8/13/2025)
(8/13/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas James Gordon's CRS (Customer Relationship Summary).
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