Jeffery David Ekberg
Professional Summary
Jeffery David Ekberg is a registered financial advisor currently at BROOKLANDS CAPITAL STRATEGIES BD, LP located in San Francisco, California. Jeffery is registered as a RR (Registered Representative) and started their career in finance in 2016. Jeffery has worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Years of Experience
10 years in the financial services industry
Current & Past Employments
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Current Firm
BROOKLANDS CAPITAL STRATEGIES BD, L.P. | BROOKLANDS CAPITAL STRATEGIES BD, LP | BROOKLANDS CAPITAL STRATEGIES BD, LLC
Contact Information
Main Address
1170 Gorgas Avenue, San Francisco, CA 94129Mailing Address
1170 Gorgas Avenue, San Francisco, CA 94129Phone Number
(415) 438-1200Established
Delaware since 01/12/2016Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKLANDS CAPITAL STRATEGIES MANAGEMENT, L.P. | LIMITED PARTNER | — |
| BROOKLANDS CAPITAL STRATEGIES (GP), LLC | GENERAL PARTNER | — |
| CARROLL, DANIEL ASHTON | MANAGING PARTNER | 1549544 |
| DEMAYO, JILL ELLEN | CHIEF COMPLIANCE OFFICER | 2843305 |
| EKBERG, JEFFERY DAVID | FINOP | 6499537 |
| MCMILLAN, PETER HAMIL | CEO & MANAGING PARTNER | 1148731 |
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
CRS (Client Relationship Summary) - BD
Click below to view Jeffery David Ekberg's CRS (Customer Relationship Summary).
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
