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Thomas C. Romanowski
JACOBI CAPITAL MANAGEMENT
Pittston, PA 18640
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CRD#: 6497367
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Professional summary
Thomas Clifford Romanowski, who also goes by Thomas Romanowski, is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Pittston, Pennsylvania and LPL FINANCIAL LLC located in Pittston, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Romanowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 5/2022- THOMAS ROMANOWSKI- Non-Variable Insurance- Agent selling Whole life, term life, universal, LTC, fixed annuities, group life- inv. related- Wilks Barre, PA -start date 5/2022 - 17hrs/mth- 2) 05/27/2022 - Jacobi Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR/Advisor - Start Date - 05/16/2022 - 85 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 50%. 3) 05/27/22 - Jacobi Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR/Advisor - Start Date - 05/16/2022 - 85 Hours Per Month/ 85 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Jacobi Capital Management, LLC, an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 85 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Clifford Romanowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2022 - Present
JACOBI CAPITAL MANAGEMENT, LLC
Office #1: 154 Enterprise Way, Pittston, PA 18640RIA
CRD#: 147663
Pittston, PA
Current
May 23, 2022 - Present
LPL FINANCIAL LLC
Office #1: 154 Enterprise Way, Pittston, PA 18640RIA
BD
CRD#: 6413
Pittston, PA
Past
August 14, 2015 - May 24, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WILKES BARRE, PA
Past
July 16, 2015 - May 24, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WILKES BARRE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(5/23/2022)
IAR
Pennsylvania(5/23/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JC
JACOBI CAPITAL MANAGEMENT, LLC
JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS
CRD#: 147663 / SEC#: 801-69398
RIA
Registered Investment Advisory firm - (8/7/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
154 Enterprise Way, Pittston, PA 18640
Mailing Address
Phone number
(570) 826-1801
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,314 |
| AUM (Assets Under Management) | $ 2,190,387,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JACOBI CAPITAL MANAGEMENT, LLC
CRD#: 147663Pittston, PA 18640TRUST BUT VERIFY
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